A. Overview
The assessment of the suicidal patient is an ongoing process
that comprises many interconnected elements (Table 1). In addition,
there are a number of points during patients' evaluation
and treatment at which a suicide assessment may be indicated (Table 2).
The ability of the psychiatrist to connect with the patient,
establish rapport, and demonstrate empathy is an important ingredient
of the assessment process. For suicidal patients who are followed on
an ongoing basis, the doctor-patient relationship will provide the
base from which risk and protective factors continue to be identified
and from which therapeutic interventions, such as psychotherapies
and pharmacotherapies, are offered.
At the core of the suicide assessment, the psychiatric evaluation
will provide information about the patient's history, current
circumstances, and mental state and will include direct questioning
about suicidal thinking and behaviors. This evaluation, in turn,
will enable the psychiatrist to identify specific factors and features
that may increase or decrease the potential risk for suicide or
other suicidal behaviors. These factors and features may include
developmental, biomedical, psychopathologic, psychodynamic, and
psychosocial aspects of the patient's current presentation
and history, all of which may serve as modifiable targets for both
acute and ongoing interventions. Such information will also be important
in addressing the patient's immediate safety,
determining the most appropriate setting for treatment, and developing
a multiaxial differential diagnosis that will further guide the planning
of treatment.
Although the approach to the suicidal patient is common to
all individuals regardless of diagnosis or clinical presentation,
the breadth and depth of the psychiatric evaluation will vary with
the setting of the assessment; the ability or willingness of the
patient to provide information; and the availability of information
from previous contacts with the patient or from other sources, including
other mental health professionals, medical records, and family members.
Since the approach to assessment does vary to some degree in the
assessment of suicidal children and adolescents, the psychiatrist
who evaluates youths may wish to review the American Academy of
Child and Adolescent Psychiatry's Practice
Parameter for the Assessment and Treatment of Children and Adolescents
With Suicidal Behavior (4). In some circumstances,
the urgency of the situation or the presence of substance intoxication may
necessitate making a decision to facilitate patient safety (e.g.,
instituting hospitalization or one-to-one observation) before all
relevant information has been obtained. Furthermore, when working with
a team of other professionals, the psychiatrist may not obtain all
information him- or herself but will need to provide leadership
for the assessment process so that necessary information is obtained and
integrated into a final assessment. Since the patient may minimize
the severity or even the existence of his or her difficulties, other
individuals may be valuable resources for the psychiatrist in providing
information about the patient's current mental state, activities,
and psychosocial crises. Such individuals may include
the patient's family members and friends but may also include
other physicians, other medical or mental health professionals,
teachers or other school personnel, members of the patient's
military command, and staff from supervised housing programs or
other settings where the patient resides.
B. Conduct a Thorough Psychiatric Evaluation
The psychiatric evaluation is the core element of the suicide
risk assessment. This section provides an overview of the key aspects
of the psychiatric evaluation as they relate to the assessment of
patients with suicidal behaviors. Although the factors that are
associated with an increased or decreased risk of suicide differ
from the factors associated with an increased or decreased
risk of suicide attempts, it is important to identify factors modulating
the risk of any suicidal behaviors. Additional details on specific
risk factors that should be identified during the assessment are
discussed in Sections II.E, "Estimate Suicide Risk", and III.H, "Reassess Safety and Suicide Risk".
For further discussion of other aspects of the psychiatric evaluation,
the psychiatrist is referred to the American Psychiatric Association's Practice
Guideline for Psychiatric Evaluation of Adults (5)
(included in this volume). Additional information on details of
the suicide assessment process is reviewed elsewhere (6, 7).
1. Identify specific psychiatric signs and symptoms
It is important to identify specific psychiatric signs and
symptoms that are correlated with an increased risk of suicide or
other suicidal behaviors. Symptoms that have been associated with
suicide attempts or with suicide include aggression, violence toward
others, impulsiveness, hopelessness, and agitation. Psychic anxiety,
which has been defined as subjective feelings of anxiety, fearfulness, or
apprehension whether or not focused on specific concerns, has also
been associated with an increased risk of suicide, as have anhedonia,
global insomnia, and panic attacks. In addition, identifying other
psychiatric signs and symptoms (e.g., psychosis, depression) will
aid in determining whether the patient has a psychiatric syndrome
that should also be a focus of treatment.
2. Assess past suicidal behavior, including intent
of self-injurious acts
A history of past suicide attempts is one of the most significant
risk factors for suicide, and this risk may be increased by more
serious, more frequent, or more recent attempts. Therefore, it is important
for the psychiatrist to inquire about past suicide attempts and
self-destructive behaviors, including specific questioning about
aborted suicide attempts. Examples of the latter would include putting
a gun to one's head but not firing it, driving to a bridge
but not jumping, or creating a noose but not using it. For each
attempt or aborted attempt, the psychiatrist should try to obtain
details about the precipitants, timing, intent, and consequences
as well as the attempt's medical severity. The patient's
consumption of alcohol and drugs before the attempt should also
be ascertained, since intoxication can facilitate impulsive suicide
attempts but can also be a component of a more serious suicide plan.
In understanding the issues that culminated in the suicide attempt,
interpersonal aspects of the attempt should also be delineated.
Examples might include the dynamic or interpersonal issues leading
up to the attempt, significant persons present at the time of the
attempt, persons to whom the attempt was communicated, and how the
attempt was averted. It is also important to determine the patient's
thoughts about the attempt, such as his or her own perception of
the chosen method's lethality, ambivalence toward living,
visualization of death, degree of premeditation, persistence of suicidal
ideation, and reaction to the attempt. It is also helpful to inquire
about past risk-taking behaviors such as unsafe sexual
practices and reckless driving.
3. Review past treatment history and treatment relationships
A review of the patient's treatment history is another
crucial element of the suicide risk assessment. A thorough treatment
history can serve as a systematic method for gaining information
on comorbid diagnoses, prior hospitalizations, suicidal ideation,
or previous suicide attempts. Obtaining a history of medical treatment
can help in identifying medically serious suicide attempts as well
as in identifying past or current medical diagnoses that may be
associated with augmented suicide risk.
Many patients who are being assessed for suicidality will
already be in treatment, either with other psychiatrists or mental
health professionals or with primary care physicians or medical
specialists. Contacts with such caregivers can provide a great deal
of relevant information and help in determining a setting and/or
plan for treatment. With patients who are currently in treatment,
it is also important to gauge the strength and stability of the
therapeutic relationships, because a positive therapeutic alliance
has been suggested to be protective against suicidal behaviors.
On the other hand, a patient with a suicide attempt or suicidal
ideation who does not have a reliable therapeutic alliance may represent
an increased risk for suicide, which would need to be addressed
accordingly.
4. Identify family history of suicide, mental illness,
and dysfunction
Identifying family history is particularly important during
the psychiatric evaluation. The psychiatrist should specifically
inquire about the presence of suicide and suicide attempts as well
as a family history of any psychiatric hospitalizations or mental
illness, including substance use disorders. When suicides have occurred
in first-degree relatives, it is often helpful to learn more about
the circumstances, including the patient's involvement
and the patient's and relative's ages at the time
of the suicide.
The patient's childhood and current family milieu
are also relevant, since many aspects of family dysfunction may
be linked to self-destructive behaviors. Such factors include a
history of family conflict or separation, parental legal trouble,
family substance use, domestic violence, and physical and/or
sexual abuse.
5. Identify current psychosocial situation and nature
of crisis
An assessment of the patient's current psychosocial
situation is important to detect acute psychosocial crises or chronic
psychosocial stressors that may augment suicide risk (e.g., financial
or legal difficulties; interpersonal conflicts or losses; stressors
in gay, lesbian, or bisexual youths; housing problems; job loss;
educational failure). Other significant precipitants may include
perceived losses or recent or impending humiliation. An understanding
of the patient's psychosocial situation is also essential
in helping the patient to mobilize external supports, which can
have a protective influence on suicide risk.
6. Appreciate psychological strengths and vulnerabilities
of the individual patient
In estimating suicide risk and formulating a treatment plan,
the clinician needs to appreciate the strengths and vulnerabilities
of the individual patient. Particular strengths and vulnerabilities
may include such factors as coping skills, personality traits, thinking
style, and developmental and psychological needs. For example, in
addition to serving as state-dependent symptoms, hopelessness, aggression,
and impulsivity may also constitute traits, greater degrees of which
may be associated with an increased risk for suicidal behaviors.
Increased suicide risk has also been seen in individuals who exhibit
thought constriction or polarized (either-or) thinking as well in
individuals with closed-mindedness (i.e., a narrowed scope and intensity
of interests). Perfectionism with excessively high self-expectation
is another factor that has been noted in clinical practice to be
a possible contributor to suicide risk. In weighing the strengths
and vulnerabilities of the individual patient, it is also helpful to determine
the patient's tendency to engage in risk-taking behaviors
as well as the patient's past responses to stress, including
the capacity for reality testing and the ability to tolerate rejection, subjective
loneliness, or psychological pain when his or her unique psychological
needs are not met.
C. Specifically Inquire About Suicidal Thoughts,
Plans,
and Behaviors
In general, the more an individual has thought about suicide,
has made specific plans for suicide, and intends to act on those
plans, the greater will be his or her risk. Thus, as part of the
suicide assessment it is essential to inquire specifically about
the patient's suicidal thoughts, plans, behaviors, and
intent. Although such questions will often flow naturally from discussion
of the patient's current situation, this will not invariably
be true. The exact wording of questions and the extent of questioning will
also differ with the clinical situation. Examples of issues that
the psychiatrist may wish to address in this portion of the suicide
assessment are given in Table 3.
1. Elicit the presence or absence of suicidal ideation
Inquiring about suicidal ideation is an essential component
of the suicide assessment. Although some fear that raising the topic
of suicide will "plant" the issue in the patient's
mind, this is not the case. In fact, broaching the issue of suicidal
ideation may be a relief for the suicidal patient by opening an
avenue for discussion and giving him or her an opportunity to feel
understood.
In asking about suicidal ideas, it is often helpful to begin
with questions that address the patient's feelings about
living, such as, "How does life seem to you at this point?" or "Have
you ever felt that life was not worth living?" or "Did
you ever wish you could go to sleep and just not wake up?" If the
patient's response reflects dissatisfaction with life or
a desire to escape it, this response can lead naturally into more
specific questions about whether the patient has had thoughts of
death or suicide. When such thoughts are elicited, it is important
to focus on the nature, frequency, extent, and timing of them and
to understand the interpersonal, situational, and symptomatic context
in which they are occurring.
Even if the patient initially denies thoughts of death or
suicide, the psychiatrist should consider asking additional questions.
Examples might include asking about plans for the future or about
recent acts or thoughts of self-harm. Regardless of the approach
to the interview, not all individuals will report having suicidal
ideas even when such thoughts are present. Thus, depending on the
clinical circumstances, it may be important for the psychiatrist
to speak with family members or friends to determine whether they
have observed behavior (e.g., recent purchase of a gun) or have
been privy to thoughts that suggest suicidal ideation (see Section
V.C, "Communication With Significant Others"). In addition, patients who are initially interviewed
when they are intoxicated with alcohol or other substances should
be reassessed for suicidality once the intoxication has resolved.
2. Elicit the presence or absence of a suicide plan
If suicidal ideation is present, the psychiatrist will next
probe for more detailed information about specific plans for suicide
and any steps that have been taken toward enacting those plans.
Although some suicidal acts can occur impulsively with little or
no planning, more detailed plans are generally associated with a
greater suicide risk. Violent and irreversible methods, such as
firearms, jumping, and motor vehicle accidents, require particular
attention. However, the patient's belief about the lethality
of the method may be as important as the actual lethality of the
method itself.
If the patient does not report a plan, the psychiatrist can
ask whether there are certain conditions under which the patient
would consider suicide (e.g., divorce, going to jail, housing loss)
or whether it is likely that such a plan will be formed or acted
on in the near future. If the patient reports that he or
she is unlikely to act on the suicidal thoughts, the psychiatrist
should determine what factors are contributing to that expectation,
as such questioning can identify protective factors.
Whether or not a plan is present, if a patient has acknowledged
suicidal ideation, there should be a specific inquiry about the
presence or absence of a firearm in the home or workplace. It is
also helpful to ask whether there have been recent changes in access
to firearms or other weapons, including recent purchases or altered
arrangements for storage. If the patient has access to a firearm, the
psychiatrist is advised to discuss with and recommend to the patient
or a significant other the importance of restricting access to,
securing, or removing this and other weapons. Such discussions should
be documented in the medical record, including any instructions
that have been given to the patient and significant others about
firearms or other weapons.
3. Assess the degree of suicidality, including suicidal
intent and lethality of plan
Regardless of whether the patient has developed a suicide
plan, the patient's level of suicidal intent should be
explored. Suicidal intent reflects the intensity of a patient's
wish to die and can be assessed by determining the patient's
motivation for suicide as well as the seriousness and extent of
his or her aim to die, including any associated behaviors or planning
for suicide. If the patient has developed a suicide plan, it is
important to assess its lethality. The lethality of the plan can
be ascertained through questions about the method, the patient's
knowledge and skill concerning its use, and the absence of intervening
persons or protective circumstances. In general, the greater and
clearer the intent, the higher the risk for suicide will be. Thus,
even a patient with a low-lethality suicide plan or attempt may
be at high risk in the future if intentions are strong and the patient
believes that the chosen method will be fatal. At the same time,
a patient with low suicidal intent may still die from suicide by erroneously
believing that a particular method is not lethal.
4. Understand the relevance and limitations of suicide
assessment scales
Although a number of suicide assessment scales have been developed
for use in research and are described more fully in Part B of the
guideline, their clinical utility is limited. Self-report rating
scales may sometimes assist in opening communication with the patient
about particular feelings or experiences. In addition, the content
of suicide rating scales, such as the Scale for Suicide Ideation (8)
and the Suicide Intent Scale (9), may be helpful to psychiatrists
in developing a thorough line of questioning about suicide and suicidal
behaviors. However, existing suicide assessment scales suffer from
high false positive and false negative rates and have very low positive
predictive values (10). As a result, such rating scales cannot substitute
for thoughtful and clinically appropriate evaluation and are not
recommended for clinical estimations of suicide risk.
D. Establish a Multiaxial Diagnosis
In conceptualizing suicide risk, it is important for the psychiatrist
to develop a multiaxial differential diagnosis over the
course of the psychiatric evaluation. Studies have shown that more than
90% of individuals who die by suicide satisfy the criteria
for one or more psychiatric disorders. Thus, the psychiatrist should
determine whether a patient has a primary axis I or axis
II diagnosis. Suicide and other suicidal behaviors are also more
likely to occur in individuals with more than one psychiatric diagnosis.
As a result, it is important to note other current or past axis
I or axis II diagnoses, including those that may currently be in
remission.
Identification of physical illness (axis III) is essential
since such diagnoses may also be associated with an increased risk
of suicide as well as with an increased risk of other suicidal behaviors.
For some individuals, this increase in risk may result from increased
rates of comorbid psychiatric illness or from the direct physiological
effects of physical illness or its treatment. Physical illnesses
may also be a source of social and/or psychological stress,
which in turn may augment risk.
Also crucial in determining suicide risk is the recognition
of psychosocial stressors (axis IV), which may be either acute or
chronic. Certain stressors, such as sudden unemployment, interpersonal loss,
social isolation, and dysfunctional relationships, can increase
the likelihood of suicide attempts as well as increase the risk
of suicide. At the same time, it is important to note that life
events have different meanings for different individuals. Thus,
in determining whether a particular stressor may confer risk for
suicidal behavior, it is necessary to consider the perceived importance
and meaning of the life event for the individual patient.
As the final component of the multiaxial diagnosis, the patient's
baseline and current levels of functioning are important to assess
(axis V). Also, the clinician should assess the relative change
in the patient's level of functioning and the patient's
view of and feelings about his or her functioning. Although suicidal
ideation and/or suicide attempts are reflected in the Global
Assessment of Functioning (GAF) scoring recommendations, it should
be noted that there is no agreed-on correlation between a GAF score
and level of suicide risk.
E. Estimate Suicide Risk
The goal of the suicide risk assessment is to identify factors
that may increase or decrease a patient's level of suicide
risk, to estimate an overall level of suicide risk, and to develop
a treatment plan that addresses patient safety and modifiable contributors
to suicide risk. The assessment is comprehensive in scope, integrating
knowledge of the patient's specific risk factors; clinical
history, including psychopathological development; and interaction
with the clinician. The estimation of suicide risk, at the culmination
of the suicide assessment, is the quintessential clinical judgment, since
no study has identified one specific risk factor or set of risk
factors as specifically predictive of suicide or other suicidal
behavior.
Table 4 provides a list of factors that have been associated
with increased suicide risk, and Table 5 lists factors that have
been associated with protective effects. While risk factors are
typically additive (i.e., the patient's level of risk increases
with the number of risk factors), they may also interact in a synergistic
fashion. For example, the combined risk associated with comorbid
depression and physical illness may be greater than the sum of the
risk associated with each in isolation. At the same time, certain
risk factors, such as a recent suicide attempt (especially one of
high lethality), access to a firearm, and the presence of a suicide
note, should be considered serious in and of themselves, regardless
of whether other risk factors are present.
The effect on suicide risk of some risk factors, such as particular
life events or psychological strengths and vulnerabilities, will
vary on an individual basis. Risk factors must also be assessed
in context, as certain risk factors are more applicable to particular
diagnostic groups, while others carry more general risk. Finally,
it should be kept in mind that, because of the low rate of suicide
in the population, only a small fraction of individuals with a particular
risk factor will die from suicide.
Risk factors for suicide attempts, which overlap with but
are not identical to risk factors for suicide, will also be identified
in the assessment process. These factors should also be addressed
in the treatment planning process, since suicide attempts themselves
are associated with morbidity in addition to the added risk that
they confer for suicide.
1. Demographic factors
In epidemiologic studies, a number of demographic factors
have been associated with increased rates of suicide. However, these
demographic characteristics apply to a very broad population of people
and cannot be considered alone. Instead, such demographic parameters
must be considered within the context of other interacting factors
that may influence individual risk.
a) Age
Suicide rates differ dramatically by age. In addition, age-related
psychosocial stressors and family or developmental issues may influence
suicide risk. The age of the patient can also be of relevance to
psychiatric diagnosis, since specific disorders vary in
their typical ages of onset.
Between age 10 and 24 years, suicide rates in the general
population of the United States rise sharply to approximately 13
per 100,000 in the 20- to 24-year-old age group before essentially plateauing
through midlife. After age 70, rates again rise to a high of almost
20 per 100,000 in those over age 80 (Figure 1). These overall figures
can be misleading, however, since the age distribution of suicide
rates varies as a function of gender as well as with race and ethnicity.
For example, among male African Americans and American Indians/Alaska
Natives, suicide rates rise dramatically during adolescence, peak
in young adulthood, and then fall through mid- and later life. Thus,
in adolescence and young adulthood, the suicide rates of African
American men are comparable with those of white men, although overall,
African American males are half as likely to die from suicide as
white males. While suicide rates in many age groups have remained
relatively stable over the last 50 years, the rate among adolescents
and young adults has increased dramatically, and the rate among
the elderly has decreased. Among the 14- to 25-year-old age group,
suicide is now the third leading cause of death, with rates that
are triple those in the 1950s (12).
| | Figure 1. Number and Rate of Deaths by Suicide
in Males and Females in the United States in 2000, by Age Groupa aIncludes deaths by suicide
injury (ICD-10 codes X60X84, Y87.0). From the Web-Based
Injury Statistics Query and Reporting System, National Center for
Injury Prevention and Control, Centers for Disease Control and Prevention
(11). | Add to 'My Saved Images' |
Suicide rates are higher in older adults than at any other
point in the life course. In 2000 in the United States there were
approximately 5,300 suicides among individuals over age 65, a rate
of 15.3 per 100,000. Whereas older adults made up 12.6% of
the population, they accounted for 18.1% of suicides. In
addition, the high suicide rate in those over age 65 is largely
a reflection of the high suicide rate in white men, which reaches
almost 60 per 100,000 by age 85. While rates in Asian men also increase
after age 65 and rates in Asian women increase dramatically after
age 80, the rate for all other women is generally flat in late life.
Thoughts of death are also more common in older than in younger
adults, but paradoxically, as people age they are less likely to
endorse suicidal ideation per se (13). Attempted suicide is also
less frequent among persons in later life than among younger age
groups (14). Whereas the ratio of attempted suicides to suicides
in adolescents may be as high as 200:1, there are as few as one
to four attempts for each suicide in later life (15). However, the
self-destructive acts that do occur in older people are more lethal.
This greater lethality is a function of several factors, including
reduced physical resilience (greater physical illness burden), greater
social isolation (diminished likelihood of rescue), and a greater
determination to die (15). Suicidal elders give fewer warnings to
others of their plans, use more violent and potentially deadly methods,
and apply those methods with greater planning and resolve (15, 16).
Therefore, compared with a suicide attempt in a younger person,
a suicide attempt in an older person confers a higher level of future
suicide risk.
b) Gender
In virtually all countries that report suicide statistics
to the World Health Organization, suicide risk increases with age
in both sexes, and rates for men in older adulthood are generally
higher than those for women (17). One exception is China, where
the suicide rate of women is much greater than that of men (18).
In the United States, death by suicide is more frequent in men than
in women, with the suicide rate in males approximately four times
that in females (Figure 1). In the psychiatric population, these
gender differences are also present but are less prominent. In terms
of murder-suicide, the male predominance is more pronounced, with
identified typologies including young men with prominent sexual
jealousy and elderly men with ailing spouses (19, 20). From age
65 on, there are progressive increases in suicide rates for white
men and for Asian men as well as for men overall. With the exception
of high suicide rates in Asian women over age 80, women in the United
States are at highest risk in midlife (11).
A number of factors may contribute to these gender differences
in suicide risk (21). Men who are depressed are more likely to have
comorbid alcohol and/or substance abuse problems than women, which
places the men at higher risk. Men are also less likely to seek
and accept help or treatment. Women, meanwhile, have factors that
protect them against suicide. In addition to their lower rates of
alcohol and substance abuse, women are less impulsive, more socially
embedded, and more willing to seek help. Among African American
women, rates of suicide are remarkably low, a fact that has been
attributed to the protective factors of religion and extended kin
networks (22). At the same time, women have higher rates of depression
(23) and respond to unemployment with greater and longer-lasting
increases in suicide rates than do men (24).
Overall, for women in the general population, pregnancy is
a time of significantly reduced suicide risk (25). Women with young
children in the home are also less likely to kill themselves (26). Nonetheless,
women with a history of depression or suicide attempts are at greater
risk for poor outcomes postpartum. Although suicide is most likely
to occur in the first month after delivery, risk continues throughout
the postpartum period. Teenagers, women of lower socioeconomic status,
and women hospitalized with postpartum psychiatric disorders may
be at particularly increased risk postpartum (27, 28).
Women tend to choose less lethal suicide methods than men
do (e.g., overdose or wrist cutting versus firearms or hanging).
Such differences may in part account for the reversal in the gender
ratio for suicide attempters, with women being reported to attempt
suicide three times as often as men (29). This female predominance
among suicide attempters varies with age, however, and in older adults
the ratio of women to men among suicide attempters approaches 1:1
(11, 30). Rates of suicidal ideation and attempts are also increased
in individuals with borderline personality disorder and in those
with a history of domestic violence or physical and/or
sexual abuse, all of which are more common among women (3136).
In addition, the likelihood of suicide attempts may vary with the phase
of the menstrual cycle (37, 38).
c) Race, ethnicity, and culture
Variations in suicide rates across racial and ethnic groups
have been mentioned earlier in the discussion of the influences
of age and gender on suicide risk. Overall, however, in the United
States, age-adjusted rates for suicide in whites and in non-Hispanic
Native Americans are approximately double those observed in Hispanics,
non-Hispanic African Americans, and Asian-Pacific Islanders (12.1
and 13.6 per 100,000 versus 6.1, 5.8, and 6.0 per 100,000, respectively)
(11). For immigrant groups, in general, suicide rates tend to mirror
the rates in the country of origin and converge toward the rate
in the host country over time (3941).
In the United States, racial and ethnic differences are also
seen in the rates of suicide across the lifespan, with the highest
suicide rates occurring in those over age 65 among non-Hispanic
whites, Hispanics, and Asian-Pacific Islanders (11). In contrast,
among Native Americans and African Americans, the highest suicide
rates occur during adolescence and young adulthood (11). Such figures
may be deceptive, however, since each of these groups exhibits a
striking degree of heterogeneity that is rarely addressed in compilations
of suicide rates.
Racial and ethnic differences in culture, religious beliefs,
and societal position may influence not only the actual rates of
suicide but also the views of death and suicide held by members
of a particular group. For some groups, suicide can be considered
a traditionally accepted way of dealing with shame, distress, and/or
physical illness (42). In addition, cultural values about conveying
suicidal ideas may differ; in some cultures, for example, suicidal
ideation may be considered a disgraceful or private matter that
should be denied. Cultural differences, particularly in immigrants
and in Native Americans and Alaska Natives, may generate acculturative
stresses that in turn may contribute to suicidality (43, 44). Thus,
knowledge of and sensitivity to common contributors to suicide in
different racial and ethnic groups as well as cultural differences
in beliefs about death and views of suicide are important when making
clinical estimates of suicide risk and implementing plans to address
suicide risk.
d) Marital status
Suicide risk also varies with marital status, with the suicide
rate of single persons being twice that of those who are married.
Divorced, separated, or widowed individuals have rates four to five
times higher than married individuals (45, 46). Variations in suicide
rates with marital status may reflect differing rates of baseline
psychiatric illness but may also be associated with psychological
or health variations. The presence of another person in the household
may also serve as a protective factor by decreasing social isolation,
engendering a sense of responsibility toward others, and increasing
the likelihood of discovery after a suicide attempt. For women,
the presence of children in the home may provide an additional protective
effect (26, 47). It is also important to note that although married adults
have lower rates of suicide overall, young married couples may have
increased risk, and the presence of a high-conflict or violent marriage
can be a precipitant rather than a protective factor for suicide.
e) Sexual orientation
Although no studies have examined rates of suicide among gay,
lesbian, and bisexual individuals, available evidence suggests that
they may have an increased risk for suicidal behaviors. Many recent studies
involving diverse sample populations and research methods have consistently
found that gay, lesbian, and bisexual youths have a higher risk
of suicide attempts than matched heterosexual comparison groups
(4853). The female-to-male ratio for reported suicide
attempts in the general population is reversed in lesbian and gay
youths, with more males than females attempting suicide (48). While
some risk factors leading to suicide, such as psychiatric and substance
use disorders, are shared by both gay, lesbian, and bisexual youths
and heterosexual youths, others are unique to being gay,
lesbian, or bisexual (e.g., disclosure of sexual orientation to
friends and family, experience of homophobia and harassment, and
gender nonconformity). Aggressive treatment of psychiatric and substance
use disorders, open and nonjudgmental support, and promotion of
healthy psychosocial adjustment may help to decrease the risk for
suicide in gay, lesbian, and bisexual youths and adults.
f) Occupation
Occupational groups differ in a number of factors contributing
to suicide risk. These factors include demographics (e.g., race,
gender, socioeconomic class, marital status), occupational stress (54, 55), psychiatric morbidity (56), and occupationally associated opportunities
for suicide (56, 57). Physicians have been consistently found to
be at higher risk for suicide than persons in other occupations
including professionals (57, 58). After basic demographic correlates
of suicide across 32 occupations were controlled, risk was found
to be highest among dentists and physicians (with multivariate logistic
regression odds ratios of 5.43 and 2.31, respectively) and was also
increased among nurses, social workers, artists, mathematicians,
and scientists (54). Although evidence is more varied, farmers may
be at somewhat higher risk, whereas risk in police officers generally
does not appear to differ from that of age- and sex-matched comparison
subjects (54, 57).
2. Major psychiatric syndromes
The presence of a psychiatric disorder is probably the most
significant risk factor for suicide. Psychological autopsy studies
have consistently shown that more than 90% of persons who
die from suicide satisfy the criteria for one or more psychiatric
disorders (59, 60). The psychological autopsy method involves a
retrospective investigation of the deceased person, within several
months of death, and uses psychological information gathered from
personal documents; police, medical, and coroner records; and interviews
with family members, friends, co-workers, school associates, and
health care providers to classify equivocal deaths or establish
diagnoses that were likely present at the time of suicide (6163).
In addition to there being high rates of psychiatric disorder
among persons who die by suicide, almost all psychiatric disorders
with the exception of mental retardation have been shown to increase suicide
risk as measured by standardized mortality ratios (SMRs) (64) (Table 6). An SMR reflects the relative mortality from suicide in individuals
with a particular risk factor, compared with the general population.
Thus, the SMR will be equal to 1.0 when the number of observed suicide
deaths is equivalent to the number of expected deaths by suicide
in an age- and sex-matched group in the general population. Values
of the SMR for suicide that are greater than 1.0 indicate an increased
risk of suicide, whereas values less than 1.0 indicate a decreased
risk (i.e., a protective effect). It is also important to note that
SMRs do not correspond precisely to the incidence or prevalence
of suicide and may vary in their reliability depending on the number
of suicides in the sample, the time period of the study, and the
representativeness of the study population. Thus, SMRs should be
viewed as estimates of relative risk and not as reflections of absolute
risk for individuals with a particular disorder. It is equally necessary
to appreciate distinctions in risk across disorders and variations
in risk at differing points in the illness course in the effort
to differentiate high-risk patients within an overall at-risk population
identified in terms of standardized mortality.
a) Mood disorders
Study after study has confirmed that the presence of a major
mood disorder is a significant risk factor for suicide. Not surprisingly,
mood disorders, primarily in depressive phases, are the diagnoses
most often found in suicide deaths (59, 6567). Although
most suicides in individuals with bipolar disorder occur during
depressive episodes, mixed episodes are also associated with increased
risk (6870). Suicidal ideation and attempts are also more
common during mixed episodes than in mania (71).
When viewed from the standpoint of lifetime risk, mood disorders
are associated with an increased risk of mortality that has been
estimated to range from a 12-fold increase in risk with dysthymia
to a 20-fold increase in risk with major depression (64). Lifetime
suicide risk in bipolar disorder has generally been found to be
similar to that in unipolar major depression (69, 72). However,
several longitudinal studies of patients followed after an index
hospitalization have demonstrated suicide risks in patients
with major depressive disorder that are greater than those in patients
with either bipolar I disorder or bipolar II disorder (7375).
Particularly for younger patients, suicides are more likely
to occur early in the course of illness (68, 73, 75, 76). Nonetheless,
risk persists throughout life in major depressive disorder as well
as in bipolar disorder (73, 74). Suicide risk also increases in
a graduated fashion with illness severity as reflected by the level
of required treatment. Lifetime suicide rates in psychiatric outpatients
ranged from 0.7% for those without an affective disorder
to 2.2% for those with affective disorders, whereas lifetime
suicide rates for individuals requiring hospitalization ranged from
4% for those whose admission for depression was
not prompted by suicidal behavior or risk to 8.6% for those
whose admission was the result of suicidality (77). Illness severity
may also be an indicator of risk for suicide attempts (75, 78).
Among patients with mood disorders, lifetime risk also depends
on the presence of other psychiatric symptoms or behaviors, some
of which are modifiable with treatment. For example, patients with
mood disorders who died by suicide within 1 year of initial evaluation
were more likely to have panic attacks, severe psychic anxiety,
diminished concentration, global insomnia, moderate alcohol abuse,
and severe loss of pleasure or interest in activities (79). At later
time points, hopelessness has been associated with increased
suicide risk in mood disorder patients (78, 79). Suicidal ideation
and a history of suicide attempts also augment risk (74, 79). Comorbid
anxiety, alcohol use, and substance use are common in patients with
mood disorders and may also increase the risk of suicide and suicide
attempts (see Sections II.E.2.f, "Alcohol Use Disorders" and II.E.2.g, "Other Substance Use Disorders").
Although a greater risk for suicide or suicidal behaviors among
patients with psychotic mood disorders has been seen in some studies
(8083), this relationship has not been found in other
studies (8488).
b) Schizophrenia
Compared to the risk in the general population, the risk of
suicide in patients with schizophrenia is estimated to be about
8.5-fold higher (64), with even greater increments in risk in patients
who have been hospitalized (89). Although earlier research suggested
a 10%15% lifetime risk of suicide among
patients with schizophrenia (9093), such estimates were
likely inflated by biases in the patient populations and length
of follow-up. More recent estimates suggest a lifetime risk of suicide in
schizophrenia of about 4% (94).
Suicide may occur more frequently during the early years of
the illness, with the time immediately after hospital discharge
being a period of heightened risk (83, 89, 90, 9598).
However, risk continues throughout life (99, 100) and appears to
be increased in those with a chronic illness course (83, 89, 101),
multiple psychiatric hospitalizations (89, 95), or a previous suicide
attempt (89, 90, 95, 100). Other consistently identified factors
that confer an increased risk of suicide in patients with schizophrenia
include male sex (83, 89, 90, 95, 102, 103), younger age (<30
years) (83, 90, 102), and social isolation (97, 104).
In individuals with schizophrenia or schizoaffective disorder,
psychotic symptoms are often present at the time of a suicide attempt
or suicide (105107). However, command hallucinations seem
to account for a relatively small percentage of suicides, and there
is limited evidence on whether they increase suicide risk. Nonetheless,
they may act as a precipitant to a suicide attempt or to suicide in
some individuals (106, 108) (see Section II.E.3.c, "Command
Hallucinations"). Suicide in
patients with schizophrenia may be more likely to occur during periods
of improvement after relapse or during periods of depressed mood
(83, 89, 90, 95, 100, 109111), including what has been termed
postpsychotic depression (112, 113). Also, patients with schizoaffective
disorder appear to be at greater risk for suicide than those with
schizophrenia (114).
Suicide risk may paradoxically be increased in those who have
insight into the implications of having a schizophrenic illness,
particularly if this insight is coupled with a feeling of hopelessness. Suicide
risk is also increased in those who recognize a loss of previous
abilities and are pessimistic about the benefits of treatment in
restoring those abilities (93, 101, 115). This pattern is consistent with
the increased risk of suicide observed in individuals with schizophrenia
who had a history of good premorbid and intellectual functioning
(83, 89, 103) as well as with the decreased risk of suicide in patients
with prominent negative symptoms (83, 89, 103, 116).
Suicidal ideation and suicide attempts are common among individuals
with schizophrenia and need to be identified and addressed in the
assessment process. In series of hospitalized or longitudinally
followed patients with schizophrenia, 40%53% reported
having suicidal ideation at some point in their lives and 23%55% reported
prior suicide attempts (80, 93, 108, 117). For individuals with schizoaffective
disorder, these figures are likely to be even higher (80). Patients
often reported that suicide attempts were precipitated by depression,
stressors, or psychotic symptoms (108). In addition, suicide attempts
among individuals with schizophrenia or schizoaffective disorder
were often medically serious and associated with a high degree of
intent (108), both of which would confer greater future risk for
suicide.
c) Anxiety disorders
Although studies of lifetime suicide risk in anxiety disorders
are more limited than for mood disorders, evidence suggests anxiety
disorders are associated with a six- to 10-fold increase in suicide
risk (64, 118, 119). Among persons who die from suicide, rates of
anxiety disorders appear to be lower than rates of mood disorders,
with one psychological autopsy study identifying an anxiety disorder
in only 11% of persons who died from suicide (120). However,
the prevalence of anxiety disorders may be underestimated because
of the masking of anxiety by affective disorders and by alcohol
use (121).
Of the anxiety disorders, panic disorder has been studied
in the most detail. In psychological autopsy studies, panic disorder
is present in about 1% of persons who die from suicide
(120), whereas other studies of panic disorder show an SMR for suicide
that is about 10 times that of the general population (64). As with
anxiety disorders in general, comorbid depression, alcohol use,
or axis II disorders are often present in individuals with panic
disorder who die by suicide (122, 123).
Suicidal ideation and suicide attempts are common in individuals
with anxiety disorders, but their rates vary with the patient population
and with the presence of comorbid diagnoses. In panic disorder, for
example, reported rates of prior suicide attempts range from 0% to
42% (124129). In other anxiety disorders, the
relative risks of suicidal ideation and suicide attempts also appear
to be increased (118, 130). In addition, in patients with major
depression, the presence of a comorbid anxiety disorder appears
to increase the risk of suicidal ideation or suicide attempts (131, 132). Less clear, however, is whether anxiety disorders are associated
with an increased risk for suicide and other suicidal behaviors
in the absence of comorbid diagnoses (130, 132136) or
whether the observed increases in risk can be accounted for solely
on the basis of comorbid disorders (127, 137). Nonetheless, suicide
risk may be diminished by identifying masked anxiety symptoms and
anxiety disorders that are misdiagnosed as medical illness as well
as by explicitly assessing and treating comorbid psychiatric diagnoses
in individuals with anxiety disorders.
d) Eating disorders
Eating disorders, particularly anorexia nervosa,
are a likely risk factor for suicide as well as being associated
with an increased risk of mortality in general (64, 138, 139). Exact
risk is difficult to determine, however, as data on rates of suicide
in eating disorders may be subject to underreporting bias (140).
Suicide attempts are also common, particularly in individuals with
bingeing and purging behaviors and in those with comorbid mood disorders,
aggression, or impulsivity (141, 142). Conversely, suicide attempters
may have increased rates of abnormal eating behaviors (142). The role
of comorbid diagnoses in increasing the risk of suicidal behaviors
remains to be delineated. It is also not clear whether the self-imposed
morbidity and mortality associated with severe caloric restriction
or bingeing and purging should be viewed as a self-injurious or
suicidal behavior. Regardless, clinicians conducting a suicide risk
assessment should be attentive to the presence of eating disorders
and especially the co-occurrence of eating disorders with behaviors
or symptoms such as deliberate self-harm or depression.
e) Attention deficit hyperactivity disorder
The relationship between attention deficit hyperactivity disorder
(ADHD) and suicidal behavior is unclear, with some studies indicating
an association between the diagnosis of ADHD and suicide attempts
or completions (143, 144) and other studies indicating no such connection
(145, 146). However, individuals with ADHD, combined type, may be
at greater risk than those with ADHD, inattentive type, perhaps
because of an increased level of impulsivity in the combined type
of the disorder (144). In addition, the presence of ADHD may increase
suicide risk through comorbidity with conduct disorder, substance
abuse, and/or depressive disorder (143).
f) Alcohol use disorders
Alcoholism is associated with an increased risk for suicide,
with suicide mortality rates for alcoholics that are approximately
six times those of the general population (64, 94). In fact, abuse
of substances including alcohol may be the second most frequent
psychiatric precursor to suicide (147). Although suicide rates among
alcoholics are higher in Europe and older literature indicated a
lifetime risk for suicide in the 11%15% range,
recent literature suggests the lifetime risk of suicide among alcoholics
in the United States is as low as 3.4% (148). In addition,
in psychological autopsy studies, alcohol abuse or dependence is
present in 25%50% of those who died
by suicide (59, 149151).
Several factors, including recent or impending interpersonal
losses and comorbid psychiatric disorders, have been specifically
linked to suicide in alcoholic individuals. The loss or disruption
of a close interpersonal relationship or the threatened loss of
such a relationship may be both a consequence of alcohol-related
behavior and a precipitant to suicide (110, 152154). Suicide
is also more likely to occur among alcoholics who suffer
from depressive episodes than in persons with major depression or
alcoholism alone. In addition, studies have found major depressive
episodes in half to three-fourths of alcoholics who die by suicide
(67, 120, 149, 152, 155157). As a result, psychiatrists
should systematically rule out the presence of a comorbid depressive
disorder and not simply assume that depressive symptoms result from
alcohol use or its psychosocial consequences.
Whereas full-time employment appears to be a protective factor
in alcoholics, factors that increase suicide risk include communications
of suicidal intent, prior suicide attempts, continued or heavier drinking,
recent unemployment, living alone, poor social support, legal and
financial difficulties, serious medical illness, other psychiatric
disorders, personality disturbance, and other substance use (64,
149, 152, 154, 156, 158, 159). In terms of gender, alcoholic men
are more likely to die by suicide, but female alcoholics appear
to have a greater standardized mortality due to suicide than men
(64), indicating an increased risk of suicide in alcoholics regardless
of gender. While the likelihood of a suicidal outcome increases
with the total number of risk factors (149, 160), not all of these
factors suggest an immediate risk. In fact, in contrast to suicide
in depressed and schizophrenic patients, suicide in alcoholics appears
to be a relatively late sequela of the disease (161),
with communications of suicidal intent usually being of several
years' duration and health, economic, and social functioning showing
a gradual deterioration (149).
In addition to being associated with an increased risk of
suicide, alcohol use disorders are associated with a greater likelihood
of suicide attempts (162, 163). For suicide attempts among alcoholics,
greater rates are associated with female sex, younger age, lower
economic status, early onset of heavy drinking and alcohol-related problems,
consumption of greater amounts of alcohol when drinking, and having
a first- or second-degree relative who abused alcohol (164167).
The risk of suicide attempts among alcoholics is also increased
by the presence of a comorbid psychiatric diagnosis, particularly
major depression, other substance use disorders, antisocial personality
disorder, or an anxiety disorder (165171).
Thus, individuals with alcohol use disorders are at increased
risk for suicide attempts as well as for suicide. Family histories
of alcoholism and comorbid psychiatric disorders, particularly mood disorders
and other substance use disorders, are frequent in alcoholics who
die by suicide and who attempt suicide. Interpersonal loss and other
adverse life events are commonly noted to precede suicide in alcoholics.
These factors may act as precipitants, or, conversely, alcohol use
disorders may have a deteriorating effect on the lives
of alcoholics and culminate in suicide. Together, however, these
findings suggest the need to identify and address comorbid psychiatric
diagnoses, family history, and psychosocial factors, including recent
interpersonal losses, as part of the suicide assessment of persons
with alcohol use disorders.
g) Other substance use disorders
Although the role of alcoholism in suicide has been widely
studied and recognized, abuse of other substances is also associated
with increased rates of suicide (172). Substance use disorders
are particularly common among adolescents and young adults who die
by suicide (110, 145, 173, 174). In fact, it has been suggested
that the spread of substance abuse may have contributed to the two-
to fourfold increase in youth suicide since 1970 (147). For many
individuals, substance abuse and alcoholism are co-occurring, making
it difficult to distinguish the contributions of each to rates of suicide
(153, 172, 173). In addition, other comorbid psychiatric disorders,
particularly mood disorders and personality disorders, may add to
the risk of suicide in patients with substance use disorders (145,
173175).
Substance use disorders also seem to make an independent contribution
to the likelihood of making a suicide attempt (176, 177). In addition,
a history of suicide attempts is common among individuals with substance
use disorders (31, 178180). Even after other factors,
including comorbid psychiatric disorders and demographic characteristics,
are controlled, it is the number of substances used, rather than
the type of substance, that appears to be important (176). As with
suicide in individuals with alcohol use disorders, the loss of a
significant personal relationship is a common precipitant for a
suicide attempt (179). Suicide attempts are also more likely in
individuals with substance abuse who also have higher childhood
trauma scores for emotional neglect (180, 181). Moreover, a substance
use disorder may complicate mood disorders (182), increasing susceptibility
to treatment resistance, increasing psychological impairment, and
contributing to an elevated risk for suicide attempts. Thus, it
is important to identify patterns of substance use during the psychiatric
evaluation and to note comorbid psychiatric diagnoses or psychosocial
factors that may also affect the likelihood of suicidal behaviors among
individuals with substance use disorders.
h) Personality disorders
Diagnoses of personality disorders have been associated with
an increased risk for suicide, with estimated lifetime rates of
suicide ranging from 3% to 9% (183185).
Compared with the general population, individuals with personality
disorders have an estimated risk for suicide that is about seven
times greater (64). Specific increases in suicide risk have been
associated with borderline and antisocial personality disorders,
with possible increases in risk associated with avoidant and schizoid personality
disorders (186). Psychological autopsy studies have shown personality
disorders to be present in approximately one-third of those who
die by suicide (174, 183, 186, 187). Among psychiatric outpatients,
personality disorders are present in about one-half of patients
who die by suicide (78, 188).
In individuals with personality disorders, suicide risk may
also be increased by a number of other factors, including unemployment,
financial difficulty, family discord, and other interpersonal conflicts
or loss (189, 190). In individuals with borderline personality disorder,
in particular, impulsivity may also increase suicide risk (185).
Although comorbid diagnoses do not account for the full increase
in suicide risk with personality disorders (184, 185), comorbid
diagnoses are frequent and augment suicide risk. In fact, for individuals
with personality disorders, concurrent depressive symptoms or substance
use disorders are seen in nearly all individuals who die by suicide
(187).
Among individuals who attempt suicide, diagnoses of personality
disorders are also common, with overall rates of about 40% (31, 177, 184). Individuals with personality disorders tend to attempt suicide
more often than individuals with other diagnoses (191193),
with 40%90% of individuals with personality
disorders making a suicide attempt during their lifetime (184).
Comorbid psychiatric diagnoses, including mood disorders and substance
use disorders, are quite prevalent among suicide attempters with
personality disorders and independently contribute to risk (131,
184, 191, 192, 194, 195). Impulsivity has also been shown to increase
the risk of suicide attempts in some (196, 197) but not all studies
(191). Rates of suicide attempts in those with personality disorder
may also vary with treatment setting, with greater risk in individuals
who are receiving acute inpatient treatment (198).
Of personality disorder diagnoses, borderline personality
disorder and antisocial personality disorder confer an added risk
of suicide attempts (31, 177, 191, 193). In individuals with borderline personality
disorder, there is some evidence of increased risk being associated
with the number and severity of symptoms (195). Among female suicide
attempters, rates of borderline personality disorder are higher
than among male suicide attempters (199, 200). These findings suggest
that personality disorders, particularly borderline personality
disorder and antisocial personality disorder, should be identified
and addressed as part of the suicide assessment process.
i) Comorbidity
As discussed in preceding sections, comorbid psychiatric diagnoses
(most commonly, major depression, borderline and antisocial personality
disorders, and alcohol and other substance use disorders) increase
suicide risk and are often present in individuals who die by suicide
(13, 59, 120, 174, 201). Comorbid medical diagnoses may also increase
suicide risk, as will be discussed in Section II.E.5, "Physical
Illness". In general, the greater the number of
comorbid diagnoses that are present, the greater will be the increase
in risk. Furthermore, even in the absence of a formal comorbid diagnosis,
suicide is more likely to occur when there are high levels of additional
psychiatric symptoms (67, 185, 202204).
In patients with a mood disorder, either bipolar disorder
or major depression, the risk of suicide is particularly increased
in the presence of comorbid alcohol or substance use (68, 205207),
with some studies suggesting that males are at additional risk (68, 205). Comorbid alcohol use may also increase suicide risk in patients with schizophrenia (107). In addition, suicide in schizophrenia may be more likely to occur during periods of depression (83, 90, 109113). In anxiety disorders and particularly in panic disorder, individuals who die by suicide often have experienced
comorbid depression, alcohol use, or axis II disorders (122, 123).
Similarly, when suicide occurs in individuals with eating disorders,
it is often associated with a comorbid mood disorder or substance
use disorder (138).
For individuals with alcohol use disorders, major depression
is found in half to three-fourths of individuals who die by suicide
(67, 120, 149, 152, 155157), and alcoholics who suffer
from depressive episodes are more likely to die from suicide than
persons with major depression or alcoholism alone. Serious medical
illness and other psychiatric disorders, including personality disturbance
and other substance use disorders, also increase suicide risk in
alcoholics (64, 149, 152, 154, 156, 158, 159). For many individuals,
substance abuse and alcoholism are co-occurring, making it difficult
to distinguish the contributions of each to rates of suicide (153,
172, 173, 208). Furthermore, it appears to be the number of substances
used, rather than the specific substance, that determines risk (176).
Individuals who die by suicide and who abuse or are dependent
on substances other than alcohol are typically adolescents or young
adults. Comorbid mood disorders are commonly seen in both males and
females (66, 145, 204). In addition, borderline personality disorder
is relatively frequent in females with substance use disorders (175),
whereas young males with substance use disorders who die by suicide
more commonly have comorbid antisocial personality disorder (120,
159, 173, 204). The presence of ADHD may increase suicide risk through
comorbidity with conduct disorder, substance abuse, and/or
depressive disorder (143). For individuals with personality disorders,
concurrent depressive symptoms or substance use disorders augment
suicide risk (184, 185, 209, 210) and are seen in nearly all suicides
(187).
Comorbid diagnoses are also essential to identify and address
because of their role in increasing the risk of suicide attempts
(199). Furthermore, the likelihood of a suicide attempt
appears to increase with an increasing number of comorbid
diagnoses (166, 176, 177, 211). In addition, the number and severity
of symptoms may play a role in increasing risk, regardless of whether
the full criteria for a separate diagnosis are met. The specific
comorbid disorders that augment the risk of suicide attempts are
similar to those that are commonly seen to augment the risk of suicide
and include comorbid depression (129, 131, 193, 195, 197, 211),
alcohol and other substance use disorders (31, 129, 167, 168, 170,
180, 182, 191, 199, 211214), anxiety disorders (127, 130135, 137, 211, 215), and personality disorders (184, 191), particularly
borderline personality disorder (31, 195, 200) and antisocial personality
disorder (165, 204, 216). Thus, given the evidence that comorbidity
increases the risks for suicide and for suicide attempts, the suicide
risk assessment should give strong consideration to all current
and previous psychiatric diagnoses.
3. Specific psychiatric symptoms
a) Anxiety
Anxiety appears to increase the risk for suicide (79, 217, 218). Specifically implicated has been severe psychic anxiety consisting
of subjective feelings of fearfulness or apprehension, whether or not
the feelings are focused on specific concerns. Clinical observation
suggests that anxious patients may be more inclined to act on suicidal
impulses than individuals whose depressive symptoms include psychomotor
slowing. Studies of suicide in patients with affective disorders
have shown that those who died by suicide within the first year
after contact were more likely to have severe psychic anxiety or
panic attacks (79, 219). In an inpatient sample, severe anxiety,
agitation, or both were found in four-fifths of patients in the
week preceding suicide (218). Similar associations of anxiety with
suicide attempts have been noted in some (212) but not all (220)
studies. Since severe anxiety does seem to increase suicide risk,
at least in some subgroups of patients, anxiety should be viewed as
an often hidden but potentially modifiable risk factor for suicide
(109). Once identified, symptoms of anxiety can be addressed with
psychotherapeutic approaches and can also respond rapidly to aggressive
short-term treatment with benzodiazepines, second-generation antipsychotic
medications, and possibly anticonvulsant medications.
b) Hopelessness
Hopelessness is well established as a psychological dimension
that is associated with increased suicide risk (10, 78, 79, 217, 221223). Hopelessness may vary in degree from having a
negative expectation for the future to being devoid of hope and
despairing for the future. In general, patients with high levels of
hopelessness have an increased risk for future suicide (78, 221225).
However, among patients with alcohol use disorders, the presence
of hopelessness may not confer additional risk (226, 227). For patients
with depression, hopelessness has been suggested to be the factor
that explains why some patients choose suicide, whereas others do
not (222). Hopelessness also contributes to an increased likelihood
of suicidal ideation (192, 228) and suicide attempts (197, 212, 229231) as well as an increased level of suicidal intent (197, 232, 233).
Hopelessness often occurs in concert with depression as a "state-dependent" characteristic,
but some individuals experience hopelessness on a primary and more
enduring basis (221). High baseline levels of hopelessness have
also been associated with an increased likelihood of suicidal behaviors (234).
However, patients experiencing similar levels of depression may
have differing levels of hopelessness (222), and this difference,
in turn, may affect their likelihood of developing suicidal thoughts (228).
Whatever the source or conceptualization of hopelessness, interventions
that reduce hopelessness may be able to reduce the potential for
suicide (10, 222, 235237).
c) Command hallucinations
Command hallucinations, which order patients to carry out
tasks or actions, can occur in individuals with psychotic disorders,
primarily schizophrenia (238). Evidence for the association of command
hallucinations with suicide is extremely limited (102, 239). The
presence of auditory command hallucinations in inpatients does not
appear to increase the likelihood of assaultiveness or of suicidal
ideation or behavior over that associated with auditory hallucinations
alone (240). Furthermore, in patients who do experience auditory
command hallucinations, reported rates of compliance with commands
vary widely from 40% to 84% (106, 241244).
Variables that have been associated with a propensity to obey command
hallucinations include being able to identify the hallucinatory
voice, having more severe psychotic disturbance, having
a less dangerous command, and experiencing the commands for the
first time or outside of a hospital environment (241, 242, 245).
Thus, at least for some individuals, suicidal behaviors can occur
in response to hallucinated commands, and individuals with prior
suicide attempts may be particularly susceptible (106). Consequently,
in the psychiatric evaluation, it is important to identify auditory
command hallucinations, assess them in the context of other clinical
features, and address them as part of the treatment planning process.
d) Impulsiveness and aggression
Impulsivity, hostility, and aggression may act individually
or together to increase suicide risk. For example, many studies
provide moderately strong evidence for the roles of impulsivity
and hostility-related affects and behavior in suicide across diagnostic
groups (89, 217, 246248). Multiple other studies have
also demonstrated increased levels of impulsivity and aggression
in individuals with a history of attempted suicide (31, 193, 197, 212, 220, 249252). Many patients with borderline personality disorder exhibit self-mutilating behaviors, and, overall, such behaviors
are associated with increased impulsivity (251). However, for many
self-mutilating patients, these behaviors are premeditated rather
than impulsive (253). Consequently, self-mutilatory behaviors alone
should not be regarded as an indicator of high impulsivity. Moreover,
measures of aggression and impulsivity are not highly correlated
(253), making aggression a poor marker of impulsivity as well. Thus, impulsivity,
hostility, aggression, and self-mutilating behaviors should be considered
independently in the psychiatric evaluation as well as in estimating
suicide risk.
4. Other aspects of psychiatric history
a) Alcohol intoxication
In addition to the increased suicide risk conferred by alcohol
abuse or dependence, intoxication itself appears to play a role
in alcoholic as well as nonalcoholic populations (254). Autopsies
have found alcohol to be present in 20%50% of
all persons who die by suicide (121, 255). Those who consume alcohol
before suicide are more likely to have experienced a recent breakup
of an interpersonal relationship but less likely to have sought
help before death (255). They are also more likely to have chosen
a firearm as a suicide method (151, 256, 257). Alcohol intoxication
at the time of suicide may also be more common in younger individuals
(154, 255, 258), in men (121, 255), and in individuals without any
lifetime history of psychiatric treatment (154). Among suicide attempters who
later died by suicide, alcohol appeared to contribute to death in
more than a third (259). In addition, a study of the interaction
of employment and weekly patterns of suicide emphasizes the role
of intoxication in suicides and indicates that employment may be
a stabilizing factor that curbs heavy drinking during the work week
(260), thereby decreasing rates of suicide. Consequently, in some
subsets of patients, alcohol consumption appears to contribute to
the decision to die by suicide (255).
Alcohol use is also a common prelude to suicide attempts (258).
Some estimates show that more than 50% of individuals have
used alcohol just before their suicide attempt. Among alcoholics, heavier
drinking adds to risk (64, 149, 165). Suicide attempts that involve
alcohol are more likely to be impulsive (258). Indeed, the majority
of acutely intoxicated alcoholics either did not remember the reason
for their attempt or had done it on a sudden impulse (258). Thus,
alcohol consumption may make intervention more difficult by simultaneously
limiting the communication of intent (255, 261), increasing impulsivity,
decreasing inhibition, and impairing judgment (262).
Alcohol use in conjunction with attempted suicide is more
common in men than in women (258), although among younger attempters,
females may be more likely than males to consume alcohol (258). Alcohol
use in conjunction with a suicide attempt has also been associated
with repeated suicide attempts and future suicide (263). In some
individuals, intentionally drinking to overcome ambivalence about
suicide may signify serious suicidal intent. Thus, since intoxication
is a risk factor for suicide attempts as well as for suicide, the
clinician should inquire about a patient's drinking habits
and consider the effect of alcohol intoxication when estimating
suicide risk.
b) Past suicide attempts
Individuals who have made a suicide attempt constitute a distinct
but overlapping population with those who die by suicide. As with
individuals who die by suicide, a high preponderance of suicide attempters
have one or more axis I or II diagnoses, with major depression and
alcohol dependence observed most commonly for axis I and borderline
personality disorder observed most commonly for axis II (199, 200, 264). However, suicide attempts are about 1020 times more
prevalent than suicide (265), with lifetime prevalence ranging from
0.7% to 6% per 100,000 in a random sample of U.S. adults
(2). Although a substantial percentage of individuals will die on
their initial suicide attempt (266), a past suicide attempt is one
of the major risk factors for future suicide attempts (164, 267)
and for future suicide (64, 78, 79, 266, 268271).
After a suicide attempt, there can be significant mortality
from both natural and unnatural causes (259, 272). A suicide attempt
by any method is associated with a 38-fold increase in suicide risk,
a rate that is higher than that associated with any psychiatric
disorder (64). Depending on the length of the follow-up, from 6% to
27.5% of those who attempt suicide will ultimately die
by suicide (64, 273), and similar results have been suggested for
acts of deliberate self-harm (274). Some studies have found that
suicide risk appears to be particularly high during the first year
after a suicide attempt (259, 275). An additional increase in risk
may be associated with aborted suicide attempts (276, 277) or repeated
suicide attempts (64, 259, 263, 272, 274, 278). Thus, the increase
in suicide mortality subsequent to attempted suicide emphasizes
the need for aftercare planning in this heterogeneous population.
In the context of a suicide attempt, a number of other factors
are associated with increases in suicide risk. For example, risk
is augmented by medical and psychiatric comorbidity, particularly comorbid
depression, alcohol abuse, or a long-standing medical illness (64).
Low levels of social cohesion may also increase risk (64). Risk
of later suicide in males, particularly younger males, appears to
be two to four times greater than that in females after a suicide
attempt (275). In addition, serious suicide attempts are associated
with a higher risk of eventual suicide, as are having high intent (164),
taking measures to avoid discovery, and using more lethal methods
that resulted in physical injuries (263).
Given this increased likelihood of additional suicide attempts
and suicide deaths after a suicide attempt or aborted suicide attempt,
psychiatric evaluation should be incorporated into emergency medical
assessments of suicide attempters (279) and the importance of follow-up
should be emphasized (2, 280).
c) History of childhood physical and/or
sexual abuse
A history of childhood abuse has been associated with increased
rates of suicidal behaviors in multiple studies. Rates of suicide
in individuals with a history of childhood abuse have not been widely
studied, but available evidence suggests that suicide rates are
increased at least 10-fold in those with a history of childhood
abuse (36). In addition, a number of studies have demonstrated
that individuals with a history of childhood abuse have an increased
risk of suicide attempts (230, 281283), suggesting that
risk of later suicide will also be increased. Rates of suicide attempts
are increased in individuals who report experiencing childhood physical
abuse (196, 250, 284290) as well as in individuals who
report experiencing childhood sexual abuse (33, 35, 36, 164, 196, 250, 284, 285, 288294). Rates of suicidal ideation are similarly increased in individuals with a childhood history of abuse
(284).
Since many traumatized individuals have experienced both sexual
and physical abuse during childhood, it is often difficult to establish
the specific contributions of each form of abuse to the risk of
suicide and other suicidal behaviors. In addition, the duration
and severity of childhood abuse vary across individuals and can
also influence risk. It appears, however, that the risk of suicide
attempts is greater in individuals who have experienced both physical
and sexual abuse in childhood (288) and that greater levels of risk
are associated with increasing abuse severity (285, 286, 291).
Childhood trauma can also be associated with increased self-injurious
behaviors, including self-cutting and self-mutilation, without associated
suicidal intent. Sexual abuse may be a particular risk factor for
such behaviors, which can often become repetitive (164).
Indeed, deliberate self-harm is common in patients with posttraumatic
stress disorder and other traumatic disorders and serves to reduce
internal tension and provide nonverbal communication about their
self-hate and intense distress (295). As a result, inquiring about
the motivations of self-injurious behavior may help to inform estimates
of suicide risk.
Gender may also influence the risk of suicidal behaviors in
those with a history of childhood abuse. This influence, in part,
relates to differences in the prevalence of childhood abuse between
men and women, with rates of childhood physical abuse being higher
in men and rates of childhood sexual abuse being higher in women
(288). However, in individuals who have a history of childhood sexual abuse,
the risk of a suicide attempt may be greater in men than in women
(33).
Given the significant rates of childhood physical and/or
sexual abuse, particularly among psychiatric patient populations
(35, 284, 288, 292), and the increased risk for suicidal behaviors
that such abuse confers, it important to assess for a history of
physical abuse and sexual abuse as part of the psychiatric evaluation.
In addition, the duration and severity of childhood abuse should
be determined, as these factors will also influence risk.
d) History of domestic partner violence
Domestic partner violence has been associated with
increased rates of suicide attempts and suicidal ideation; however,
there is no information about its effects on risk for suicide per
se. The risk for suicide attempts in individuals who have experienced
recent domestic partner violence has been estimated to
be four- to eightfold greater than the risk for individuals without
such experiences (34, 296300). Conversely, among women
presenting with suicide attempts, there is a severalfold increase in
their risk for experiencing domestic partner violence (230, 301).
Although much more commonly experienced by women, domestic
partner violence is also experienced by men and can increase their
risk for suicide attempts (302). Men with a history of domestic violence
toward their partners may also be at increased risk for suicide
(303). Furthermore, domestic violence in the home may increase the
risk for suicide attempts among children who are witnesses to such
violence (281).
Given the clear increase in risk for suicide attempts in individuals
experiencing domestic partner violence and the likely association
of suicide attempts with an increased risk for suicide, it is important to
specifically ask about domestic partner violence as a part of the
suicide assessment. Such inquiry may also help to identify individuals
in addition to the identified patient who may be at increased risk
for suicidal behaviors.
e) Treatment history
Multiple studies have shown that greater treatment intensity
is associated with greater rates of eventual suicide (64, 77, 198).
Although hospitalization generally occurs because a patient has
a more severe illness and is deemed to be at increased risk for
suicide, for some patients, hospitalization could conceivably result
in increased distress and thus an increase in suicide risk. Thus,
as a general rule, a past history of treatment, including a past
history of hospitalization, should be viewed as a marker that alerts
the clinician to increased suicide risk.
Temporally, the risk for suicide appears to be greatest after
changes in treatment setting or intensity (304), with recently admitted
and recently discharged inpatients showing increased risk (64, 72, 91, 95, 305308). This increase in rates of suicide after
hospital discharge is seen across diagnostic categories and has
been observed in individuals with major depressive disorder, bipolar
disorder, schizophrenia, and borderline personality disorder. Rates
decline with time since discharge but may remain high for as long
as several years (91, 306, 309). Similar findings are seen with
suicide attempts, which are also more frequent in the period after
hospitalization (267, 305, 308). These observations suggest a need
for close follow-up during the period immediately after discharge.
f) Illness course and severity
In some psychiatric disorders, suicide risk is greater at
certain points in the illness or episode course. For example, in
the course of major depressive disorder, suicidality tends to occur
early, often before a diagnosis has been made or treatment has begun
(304, 310312). In patients with major depressive disorder
(73, 313), as well as in those with bipolar disorder (73, 74, 305)
or schizophrenia (83), suicide has been noted to be more likely
during the first few episodes, early in the illness (314, 315).
After a suicide attempt, the risk for suicide is also greatest initially,
with most suicides occurring in the first year after the attempt
(275). Although risks of suicide and suicide attempts later in the
illness course are less than they are earlier on, these risks remain
greater than those for the general population (74, 100, 316318).
These findings highlight the need for early identification of these
disorders and for therapeutic approaches that will treat the illness
while simultaneously promoting longer-term treatment adherence.
Risk may also vary with severity of symptoms. For example,
higher levels of depression have been associated with increased
risk of suicide in at least one study (319), whereas greater numbers of
symptoms of borderline personality disorder have been associated
with an increased risk for suicide attempts (195). In addition,
higher levels of suicidal ideation and subjective hopelessness also increase
risk for suicide (78) and suicide attempts (31). In contrast, higher
levels of negative symptoms have been associated with decreased
suicide risk in individuals with schizophrenia (320). It is also
important to recognize that other factors such as age will modulate
the effects of symptom severity on risk. With older adults, for
example, milder symptoms may be associated with greater risk than
moderate symptoms in younger adults (207, 321). Consequently, clinicians
should consider the severity of a patient's illness and
psychiatric symptoms in the context of other patient-specific factors
when assessing suicide risk.
5. Physical illness
Identification of medical illness (axis III) is also an essential
part of the assessment process. Such diagnoses will need to be considered
in developing a plan of treatment, and they may influence suicide risk
in several ways. First, specific medical disorders may themselves
be associated with an increased risk for suicide. Alternatively,
the physiological effects of illness or its treatment may lead to
the development of psychiatric syndromes such as depression, which
may also increase suicide risk. Physical illnesses are also a source
of social and/or psychological stress, which in turn augments
risk. Physical illnesses such as hepatitis C or sexually transmitted
diseases may signal an increased likelihood of impulsive behaviors
or comorbid substance use disorders that may in turn be associated
with greater risk for suicidal behaviors. Finally, when physical
illness is present, psychiatric signs and symptoms may be ascribed
to comorbid medical conditions, delaying recognition and treatment
of the psychiatric disorder.
Data from clinical cohort and record linkage studies indicate
clearly that medical illness is associated with increased likelihood
of suicide (Table 7). Not surprisingly, disorders of the nervous
system are associated with an elevated risk for suicide. The association
between seizure disorders and increased suicide risk is particularly
strong and consistently observed (64, 322328). Presumably
because of its close association with impulsivity, mood disorders,
and psychosis, temporal lobe epilepsy is associated with increased
risk in most (322, 327, 328) but not all (325) studies. Suicide
attempts are also more common among individuals with epilepsy (329331).
Other neurological disorders that are associated with increased
risk for suicide include multiple sclerosis, Huntington's
disease, and brain and spinal cord injury (25, 323, 332334).
Other medical disorders that have also been associated with
an increased risk for suicide include HIV/AIDS (25, 335, 336), malignancies (especially of the head and neck) (25, 333, 337, 338), peptic ulcer disease (25), systemic lupus erythematosus (25),
chronic hemodialysis-treated renal failure (339), heart disease
(337), and, in men, chronic obstructive pulmonary disease and prostate
disease (337). In contrast, studies have not demonstrated increased
suicide risk in patients with amyotrophic lateral sclerosis (ALS),
blindness, cerebrovascular disease, hypertension, rheumatoid arthritis,
or diabetes mellitus (25, 337).
Beyond the physical illness itself, functional impairments
(321, 333, 338), pain (340342), disfigurement, increased
dependence on others, and decreases in sight (333) and hearing increase suicide
risk. Furthermore, in many instances, the risk for suicide associated
with a medical disorder is mediated by psychiatric symptoms or illness
(321, 342, 343). Indeed, suicidality is rarely seen in individuals
with serious physical illness in the absence of clinically significant
mood disturbance. Finally, the risk for suicide or suicide attempts
may also be affected by characteristics of the individual patient,
including gender, coping style, availability of social supports,
presence of psychosocial stressors, previous history of suicidal
behaviors, and the image and meaning to the individual of the illness itself.
6. Family history
In individuals with a history of suicide among relatives,
the risk of suicidal behaviors is increased, apparently through
genetic as well as environmental effects. An increased relative
risk for suicide or suicide attempts in close relatives of suicidal
subjects has been demonstrated repeatedly (31, 82, 202, 214, 312, 344364). Overall, it appears that the risk of suicidal
behaviors among family members of suicidal individuals is about
4.5 times that observed in relatives of nonsuicidal subjects (365368; R. Baldessarini, personal communication, 2002). Furthermore, this
increase in the risk of suicidal behaviors among family members
seems, at least in part, to be independent of genetic contributions
from comorbid psychiatric diagnoses (355, 361, 367, 368).
Twin studies also provide strong support for the role of a
specific genetic factor for suicidal behaviors (365, 368, 369),
since there is substantially higher concordance of suicide and suicide attempts
in identical twins, compared with fraternal twin pairs (370375).
Adoption studies substantiate the genetic aspect of suicide risk
in that there is a greater risk of suicidal behavior among biologic than
among adopted relatives of individuals with suicidal behavior or
depression (376378).
Despite the fact that family, twin, and adoption methods provide
highly suggestive evidence of heritable factors in risk of suicide
as well as some evidence for nonlethal suicidal behavior, the mode of
transmission of this genetic risk remains obscure. Thus far, molecular
genetic approaches have not yielded consistent or unambiguous evidence
of a specific genetic basis for suicide risk (16). In addition,
genetic associations with suicide risk may be confounded by the
heritability of other factors such as mood disorders or substance
use disorder that are also associated with increased risk for suicidal
behaviors.
7. Psychosocial factors
a) Employment
Unemployment has long been associated with increased rates
of suicide (379, 380). In recent case-control and longitudinal studies,
higher rates of unemployment have been consistently noted in suicide
attempters (78, 149, 361, 381383) and in persons who died by suicide (24, 190, 384, 385). Compared with individuals in control
groups, unemployed persons have a two- to fourfold greater risk
for suicide. Risk is particularly elevated in those under age 45
and in the years closest to job loss, with even greater and longer-lasting
effects noted in women (24). Parallel increases in rates of suicide and
suicide attempts are also seen in socioeconomically deprived geographical
areas, which have larger numbers of unemployed people (386).
For many individuals, unemployment occurs concomitantly with
other factors that affect the risk of suicidal behaviors. For example,
with job loss, financial and marital difficulties may increase. Alternatively,
factors such as psychiatric illness (380) or adverse childhood experiences
(361) may affect rates of suicidal behaviors but also influence
the likelihood of gaining and maintaining employment. Thus, while
unemployment appears to be associated with some independent increase in
risk, a substantial fraction of the increase in risk for suicidal
behaviors among unemployed persons can be accounted for by co-occurring
factors (361, 381, 384, 385).
Among individuals with alcohol use disorders, particularly
those under age 45, unemployment is one of a number of stressors
that is a common precipitant to suicide (149, 382, 387). Even in
those without substance use disorders, unemployment may result in
increased drinking, which in turn may precipitate self-destructive
behavior (154). Conversely, in those with substance use disorders,
full-time employment protects against suicidal behaviors, a finding
that may in part relate to decreases in use of alcohol or other
substances during the work week (260). Thus, unemployment may serve as
a risk factor for suicide, whereas employment may have protective
effects on suicide risks.
b) Religious beliefs
The likelihood of suicide may also vary with religious beliefs
as well as with the extent of involvement in religious activities.
In general, individuals are less likely to act on suicidal thoughts
when they have a strong religious faith and believe that suicide
is morally wrong or sinful. Similar findings of low suicide rates
are found in cultures with strong religious beliefs that the body
is sacred and not to be damaged intentionally. In the United States,
Catholics have the lowest rate of suicide, followed by
Jews, then Protestants (388). Among other religious groups, Islamic
tradition has consistently regarded suicide as morally wrong, and
some Islamic countries have legal sanctions for attempted suicide
(389, 390). In some countries, suicide rates among Muslims appear
to be greater than those among Hindus (391, 392), although suicide
rates across countries do not appear to vary with the proportion
of Muslims in the population (393).
Additional evidence suggests that it is the strength of the
religious beliefs and not the specific religion per se that alters
suicide rates (43, 394398). In the African American community,
for example, religion is viewed as a source of social solidarity
and hope (22). Religious involvement may also help to buffer acculturative
stress, which is associated with depression and suicidal ideation (43).
The religious belief system itself and the practice of spiritual
techniques may also decrease suicide risk by acting as a coping
mechanism and providing a source of hope and purpose.
Although protective effects can be afforded by religious beliefs,
this is not invariably the case. For example, suicide may be more
likely to occur among cultures in which death by suicide is a traditionally
accepted way of dealing with distress or in religions that deemphasize
the boundaries between the living and the dead. Particularly for
adolescents, belief in an afterlife may lead to suicide in an effort
to rejoin a deceased loved one. Thus, it is important to gain an
understanding of the specific religious beliefs and religious involvement
of individuals and also to inquire how these religious beliefs relate
to thoughts and conceptions of suicide.
c) Psychosocial support
The presence of a social support system is another factor
that may reduce suicide risk (399, 400). Consequently, communicating
with members of the patient's support network may be important
in assessing and helping to strengthen social supports (see Section
V.C, "Communication With Significant Others"). Although social supports typically include family
members or friends, individuals may also receive support from other
sources. For example, those in the military and those who belong
to religious, community, or self-help organizations may receive
support through these affiliations.
In addition to determining whether a support system is present,
the clinician should assess the patient's perception of
available social supports. Individuals who report having more friends
and less subjective loneliness are less likely to have suicidal
ideation or engage in suicidal behaviors (401). By the same token,
if other social supports are not available, living alone may increase
suicide risk (149, 385, 402), although this is not invariably true
(343, 403, 404). Family discord, other relationship problems, and
social isolation may also increase risk (403, 405, 406). Risk of
suicidal behaviors may also increase when an individual rightly
or wrongly fears that an interpersonal loss will occur (149). Thus, in
estimating suicide risk, the clinician should assess the patient's
support network as well as his or her perception of available social
supports.
d) Reasons for living, including children in the
home
An additional protective factor against suicidal behaviors
is the ability to cite reasons for living (231, 407), which reflects
the patient's degree of optimism about life. A sense of
responsibility to family, particularly children, is a commonly cited
reason for living that makes suicide a less viable option to escape
from pain. The presence of children in the home as well as the number
of children appear to decrease the risk for suicide in women (26, 47). Although less well-studied, a smaller effect on suicide potential
may also be present in men who have children under age 18 within
the home (408). Thus, knowledge of the patient's specific
reasons for living, including information about whether there are
children in the home, can help inform estimates of suicide risk.
e) Individual psychological strengths and vulnerabilities
Estimates of suicide risk should also incorporate an assessment
of the patient's strengths and vulnerabilities as an individual.
For example, healthy and well-developed coping skills may buffer stressful
life events, decreasing the likelihood of suicidal actions (409).
Conversely, lifelong patterns of problematic coping skills are common
among those who die by suicide (410). Such factors may be particularly
important in patients with substance use or personality disorders,
for whom heightened suicide risk may be associated with life stressors
or interpersonal loss.
In addition to the diagnosis of categorical axis II disorders,
as discussed elsewhere, dimensional and trait approaches
to personality can also inform estimates of suicide risk.
Although the positive correlation value of individual personality
traits with suicide is low, increased suicide risk may be associated
with antisocial traits (411) as well as with hostility, helplessness/dependency,
and social disengagement/self-consciousness (246).
Extensive clinical literature and clinical consensus support
the role of psychodynamics in assessing a patient's risk
for suicidal behavior (409, 410, 412419). Suicide may
have multiple motivations such as anger turned inward or a wish
of death toward others that is redirected toward the self. Other
motivations include revenge, reunion, or rebirth. Another key psychodynamic
concept is the interpretation of suicide as rooted in a triad of
motivations: the wish to die, the wish to kill, and the wish to
be killed (415). Other clinicians have conceptualized these motivations
as escape (the wish to die), anger or revenge (the wish to kill),
and guilt (the wish to be killed). The presence of one or several
of these motivations can inform the psychiatrist about a patient's
suicide risk.
Object relations theories offer important concepts for psychodynamic
formulations of suicide. Suicidal behavior has been associated with
poor object relations, the inability to maintain a stable, accurate, and
emotionally balanced memory of the people in one's
life (413). In some cases the wish to destroy the lives of the survivors
is a powerful motivator (415, 420). For other individuals,
a sadistic internal object is so tormenting that the only possible
outcome is to submit to the tormentor through suicide (416, 417).
Other important psychodynamic concepts for the clinician to
assess are shame, worthlessness, and impaired self-esteem. Early
disturbance in parent-child relationships through failure of empathy or
traumatic loss can result in an increased vulnerability to later
injuries of self-esteem. These patients are vulnerable to narcissistic
injuries, which can trigger psychic pain or uncontrollable negative affects.
In these situations some patients may experience thoughts of death
as peaceful, believing that their personal reality is emotionally
intolerable and that it is possible to end pain by stopping consciousness.
Suicidal individuals are often ambivalent about making a suicidal
action. As a result, suicide is less likely if an individual sees
alternative strategies to address psychological pain (410). However, certain
traits and cognitive styles limit this ability to recognize other
options. For example, thought constriction and polarized, all-or-nothing thinking
are characterized by rigid thinking and an inability to consider
different options and may increase the likelihood of suicide (410,
421423). Individuals who are high in neuroticism and low
in "openness to experience" (affectively blunted
and preferring the familiar, practical, and concrete) may also be
at greater risk for suicide (424). Perfectionism with excessively
high self-expectation is another factor that has been noted in clinical
practice to be a possible contributor to suicide risk (425). As
already discussed, pessimism and hopelessness may also act in a
trait-dependent fashion and further influence individual
risk.
In estimating suicide risk it is therefore important for the
clinician to appreciate the contributions of patients' individual
traits, early or traumatic history, ability to manage affects including
psychological pain, past response to stress, current object relations,
and ability to use external resources during crises. Identifying
these issues may help the psychiatrist in assessing suicide risk.
In addition, gaining an empathic understanding of the patient's
unique motivations for suicide in the context of past experiences
will aid in developing rapport as well as in formulating and implementing
a psychotherapeutic plan to reduce suicide risk (410, 412, 421,
426).
8. Degree of suicidality
a) Presence, extent, and persistence of suicidal
ideation
Suicidal ideation is an important determinant of risk because
it precedes suicide. Moreover, suicidal ideation is common, with
an estimated annual incidence of 5.6% (2) and estimated
lifetime prevalence of 13.5% (427). Since the majority
of individuals with suicidal ideation will not die by suicide, the
clinician should consider factors that may increase risk among individuals
with suicidal ideation. Although current suicidal ideation increases
suicide risk (78, 79), death from suicide is even more strongly
correlated with the worst previous suicidal ideation (273, 428).
Thus, during the suicide assessment, it is important to determine
the presence, magnitude, and persistence of current as well as past
suicidal ideation.
In addition to reporting suicidal ideation per se, patients
may report thoughts of death that may be nonspecific ("life
is not worth living") or specific ("I wish I were
dead"). These reports should also be assessed through further
questioning since they may serve as a prelude to later development
of suicidal ideas or may reflect a sense of pessimism and hopelessness
about the future (see Section II.E.3.b, "Hopelessness").
At the same time, individuals with suicidal ideation will often
deny such ideas even when asked directly (218, 429431).
Given these associations of suicide with suicidal ideation, the
presence of suicidal ideation indicates a need for aggressive intervention.
At the same time, since as many as a quarter of suicide attempts
occur impulsively (432), the absence of suicidal ideation does not
eliminate risk for suicidal behaviors.
b) Presence of a suicide plan and availability of
a method
Determining whether or not the patient has developed a suicide
plan is a key part of assessing suicide risk. For many patients,
the formation of a suicide plan precedes a suicidal act, typically within
1 year of the onset of suicidal ideation (427). A suicide plan entails
more than simply a reference to a particular method of harm and
includes at least several of the following elements: timing, availability
of method, setting, and actions made in furtherance of the plan
(procuring a method, "scoping out" the setting,
rehearsing the plan in any way). The more detailed and specific the
suicide plan, the greater will be the level of risk. Plans that
use lethal methods or are formulated to avoid detection are particularly
indicative of high risk (433). Access to suicide methods, particularly
lethal methods, also increases suicide risk. Even in the absence
of a specific suicide plan, impulsive actions may end in suicide
if lethal methods are readily accessible. Thus, it is important to
determine access to methods for any patient who is at risk for suicide
or displays suicidal ideation.
In the United States, geographic variations in rates of firearm
suicide parallel variations in the rates of gun ownership (434).
Although individuals may opt for a different suicide method when
a particular method is otherwise unavailable, studies show some
decreases in overall suicide rates with restrictions in access to
lethal suicide methods (e.g., domestic gas and paracetamol) (435437).
Men are most likely to use firearms in suicidal acts, but other
specific populations at increased risk of using firearms include
African Americans, elderly persons, and married women. In adolescents
and possibly in other age groups, the presence of firearms may be
an independent risk factor for suicide (438). Consequently, if the
patient has access to a firearm, the psychiatrist is advised to
discuss with and recommend to the patient or a significant other
the importance of restricting access to, securing, or removing this
and other weapons.
In addition to addressing access to firearms, clinicians should
recognize the potential lethality of other suicide methods to which
the patient may have access. As with restrictions for firearms,
it is important for the psychiatrist to work with the patient, family
members, and other social support persons in restricting the patient's
access to potentially lethal suicide methods, particularly during periods
of enhanced risk. Removal of such methods from a patient's
presence does not remove the risk for suicide, but it removes the
potential for the patient to impulsively gain access to the means with
which to carry out a suicidal wish.
c) Lethality and intent of self-destructive behavior
Suicidal intent refers to the patient's subjective
expectation and desire to die as a result of a self-inflicted injury.
This expectation may or may not correspond to the lethality of an
attempt, which represents the medical likelihood that death will
result from use of a given method. For example, some patients may
make a nonlethal attempt with the intention of being saved and getting
help, whereas others may make a nonlethal attempt, thinking it will
kill them. From the standpoint of suicide risk assessment, the strength
of the patient's intent to die and his or her subjective
belief about the lethality of a method are more relevant than the
objective lethality of the chosen method (439, 440). The presence
of a suicide note also indicates intensification of a suicidal idea
and/or plan and generally signifies premeditation and greater
suicidal intent. Regardless of whether the patient has attempted
suicide or is displaying suicidal ideation, the clinician should
assess the timing and content of any suicide note and discuss its
meaning with the patient. The more specifically a note refers to
actual suicide or steps to be taken after death, the greater the
associated increase in suicidal intent and risk. Factors separating
suicide attempters who go on to make future fatal versus nonfatal
attempts include an initial attempt with high intent (164, 441),
having taken measures to avoid discovery (224), and having used more
lethal methods that resulted in physical injuries (263), all of
which indicate a greater degree of suicidal intent. Consequently,
suicidal intent should be assessed in any patient with suicidal
ideation. In addition, for any patient who has made a prior suicide
attempt, the level of intent at the time of the suicide attempt
should be determined.
F. Additional Considerations When Evaluating
Patients in Specific Treatment Settings
1. Inpatient settings
Patients are often admitted to an inpatient unit in the midst
of an acute suicidal crisis with either overt suicidal behavior
or intense suicidal ideation. Even when a patient who is not in
an acute suicidal crisis is admitted, the symptoms and disorders
that typically lead to psychiatric hospitalization are associated
with an increased suicide risk. There do not appear to be specific
risk factors that are unique to the inpatient setting, with about
half of inpatient suicides in a recent study involving individuals
with prior suicide attempts and about half occurring in individuals
with psychosis (218). Inpatient suicides also cannot be predicted
by the reason for hospitalization, since fewer than half of the
patients who die by suicide in the hospital were admitted with suicidal
ideation and only a quarter were admitted after a suicide attempt.
However, extreme agitation or anxiety (218) or a rapidly fluctuating
course (442) is common before suicide. Thus, it is important to
conduct a suicide risk assessment, as discussed earlier, when individuals
are admitted for inpatient treatment, when changes in observation
status or treatment setting occur, when there are significant changes
in the patient's clinical condition, or when acute psychosocial
stressors come to light in the course of the hospitalization. For
patients with repeated hospitalizations for suicidality, each suicidal
crisis must be treated as new with each admission and assessed accordingly.
2. Outpatient settings
An initial evaluation of a patient in an office-based setting
should be comprehensive and include a suicide assessment. The intensity
and depth of the suicide assessment will depend on the patient's clinical
presentation. In following outpatients over time, the psychiatrist
should be aware that suicidality may wax and wane in the course
of treatment. Sudden changes in clinical status, which may include
worsening or precipitous and unexpected improvements in reported
symptoms, require that suicidality be reconsidered. Furthermore,
risk may also be increased by the lack of a reliable therapeutic
alliance, by the patient's unwillingness to engage in psychotherapy
or adhere to medication treatment, or by inadequate family or social
supports. Again, however, the frequency, intensity, and depth of
the suicide assessment will depend on the patient's clinical
state, past history, and other factors, including individual strengths,
vulnerabilities, and stressors that will simultaneously influence
risk. These factors will also be important in judging when family
members or other significant support persons may need to be contacted.
3. Emergency settings
Regardless of the patient's presenting problem, the
suicide assessment is an integral part of the psychiatric evaluation
in an emergency setting. As in the inpatient setting, substantial
numbers of individuals present to emergency settings with suicidal
ideation or after having made a suicide attempt (443447).
Even when suicidality is not a part of the initial presentation,
the majority of individuals seen in emergency psychiatric settings
have diagnoses that are associated with an increased risk of suicide
(268, 269, 271, 275, 448).
As the suicide assessment proceeds, the psychiatrist should
be alert for previously unrecognized symptoms of trauma or toxicity
resulting from ingestions. Ambivalence is a key element in individuals
presenting with suicidality, and individuals may simultaneously
seek help yet withhold information about recent ingestions (449)
or self-induced trauma. Thus, in addition to initially assessing
the patient's vital signs, the psychiatrist should investigate
any changes in the patient's physical condition or level
of consciousness that may develop during the course of the evaluation. For
patients who are administered medications in the emergency area
or who have concomitant alcohol or substance use, serial monitoring
of vital signs is important to detect adverse events or signs of
substance withdrawal.
Simultaneous presentation with intoxication and suicidality
is common in emergency settings (444, 450454) and requires
some modification in the assessment process. Depending on the severity of
the intoxication, medical intervention may be needed before psychiatric
assessment begins. Also, it is often necessary to maintain the patient
in a safe setting until the intoxication resolves and a thorough
suicide assessment can be done. In this regard, some institutions
find it helpful to quantify the level of intoxication (with serum
alcohol levels or breath alcohol measurements), since some individuals
may not show physical symptoms of intoxication despite substantially
elevated blood alcohol concentrations (455). At some facilities,
short-term observation beds are available in the emergency area
or elsewhere for monitoring and serial assessments of intoxicated
individuals who present with suicidality. At other facilities, such
observation may need to be carried out in a more typical medical
or psychiatric inpatient setting.
Although obtaining collateral information is useful with all
suicidal individuals, in the emergency setting such information
is particularly important to obtain from involved family members,
from those who live with the patient, and from professionals who
are currently treating the patient. Patients in emergency settings
may not always share all of the potentially relevant aspects of
their recent symptoms and their past psychiatric history, including
treatment adherence. In addition, most psychiatrists who evaluate
patients in emergency settings do not have the benefit of knowing
and working with the patient on a longitudinal basis. Corroboration
of history is particularly important when aspects of the clinical
picture do not correspond to other aspects of the patient's
history or mental state. Examples include patients who deny suicidal
ideas and request discharge yet who made a highly lethal suicide
attempt with clear suicidal intent or those who request admission
on the basis of command hallucinations while seeming relaxed and
jovial and without appearing to respond to internal stimuli.
The process by which the patient arrived at the emergency
department can provide helpful information about his or her insight
into having an illness or needing treatment. Typically, individuals who
are self-referred have greater insight than those who are brought
to the hospital by police or who reluctantly arrive with family
members. For individuals who are brought to the emergency department by
police (or as a result of a legally defined process such as an emergency
petition), it is particularly important to address the reasons for
the referral in estimating suicide risk.
4. Long-term care facilities
When evaluating patients in long-term care facilities, psychiatrists
and staff should be aware of the varied forms that suicidality may
take in such settings. In particular, it is important to recognize that
indirect self-destructive acts are found among both men and women
with chronic medical conditions (456459) and are a common
manifestation of suicide in institutional settings (460). Despite
these occurrences, suicide rates in long-term care facilities are
generally lower than expected (460, 461), perhaps as a result of
greater supervision and residents' limited access to potentially
lethal means and physical inability to carry out the act as well
as underreporting or misattribution of self-destructive behaviors
to accident or natural death (66).
Risk factors for suicide and other self-destructive behaviors
are similar to those assessed in other settings of care. For example,
90% or more of randomly sampled residents of long-term
care facilities have been shown to have a diagnosable psychiatric
illness (462, 463), with the prevalence of depression in nursing
homes estimated to range from 15% to 50% (66).
Physical illness, functional impairment, and pain are associated
with increased risk for suicide and are ubiquitous factors in long-term
care facilities. Hopelessness (228) and personality styles that
impede adaptation to a dependent role in the institutional setting
also play a role (464).
When treating individuals in long-term care facilities, the
psychiatrist should be mindful of the need for follow-up assessments,
even when initial evaluation does not show evidence of depression
or increased risk for suicide or other self-injurious behaviors.
To facilitate early intervention, safety and suicide risk should
be reassessed with significant changes in behavior, psychiatric
symptoms, medical status, and/or level of functional disability.
Psychiatrists can also play a critical role in educating long-term
care providers about risk factors and warning signs for suicide
in residents under their care.
5. Jail and correctional facilities
In jails, prisons, and other correctional facilities, most
initial mental health assessments are not done by psychiatrists
(465, 466); however, psychiatrists are often asked to perform urgent
suicide assessments for individuals identified as being at risk.
The actual rates of suicide in jails and in prisons are somewhat
controversial, and reported rates depend on the method by which
they are calculated (467). The U.S. Department of Justice Bureau
of Justice Statistics reported that the rate of suicide per 100,000
prison inmates was 14 during 1999, compared with 55 per 100,000
jail inmates (468). However, reported rates are generally based
on the average daily census of the facility. Since jails are local
facilities used for the confinement of persons awaiting trial and
those convicted of minor crimes, whereas prisons are usually under
state control and are used to confine persons serving sentences
for serious crimes, jails have a much more rapid turnover of detainees
than prisons. This turnover results in a higher reported rate of
suicides per 100,000 incarcerated persons in jails relative to prisons,
since annual jail admissions are more than 20 times the average
daily jail census, whereas the annual number of persons admitted
to prisons nationwide is about 50% of the average daily
prison census. Reported suicide rates in jails are also elevated
relative to those in prisons because the majority of suicides in
jail occur during the first 24 hours of incarceration (469, 470).
The importance of identification and assessment of individuals
at increased risk for suicide is underscored by the fact that suicide
is one of the leading causes of death in correctional settings.
For example, from July 1, 1998, to June 30, 1999, natural causes
other than AIDS barely led suicide as the leading cause of death
in jails. Between 1995 and 1999, suicide was the third leading cause
of death in prisons, after natural causes other than AIDS and deaths
due to AIDS (468). In relative terms, suicides among youths in juvenile
detention and correctional facilities are about four times more frequent,
suicide rates for men in jails are about nine to 15 times greater,
and the suicide rate in prisons is about one-and-a-half
times greater than the suicide rate in the general population (471).
Factors that increase risk in other populations are very prevalent
and contribute to increased risk in correctional populations (472, 473). Persons who die by suicide in jails have been consistently shown
to be young, white, single, intoxicated individuals with a history
of substance abuse (470, 474476). Suicide in correctional
facilities generally occurs by hanging, with bed clothing most commonly
used (470, 474, 476478). It is not clear whether first-time
nonviolent offenders (474, 476) or violent offenders (473, 477)
are at greater risk. Most (473, 474, 476, 479) but not all (480) investigators
have reported that isolation may increase suicide in correctional
facilities and should be avoided. While inmates may become suicidal
anytime during their incarceration, there are times when the risks
of suicidal behavior may be heightened. Experience has shown that
suicidal behaviors increase immediately on entry into the facility,
after new legal complications with the inmate's case (e.g.,
denial of parole), after inmates receive bad news about loved ones
at home, or after sexual assault or other trauma (471).
There is little doubt that successful implementation of suicide
prevention programs results in a significantly decreased suicide
rate in correctional facilities (469, 481483). Consequently,
the standards of the National Commission on Correctional Health
Care (NCCHC) require jails and prisons to have a written policy
and defined procedures for identifying and responding to suicidal inmates,
including procedures for training, identification, monitoring, referral,
evaluation, housing, communication, intervention, notification,
reporting, review, and critical incident stress debriefing (484, 485). Other useful resources include a widely used instrument
for suicide screening (486) and the detailed discussions of specific
approaches to suicidal detainees that are provided in a later NCCHC
publication (487).