A. Definitions and General Principles
1. Coding system
Each recommendation is identified as falling into one of three
categories of endorsement, indicated by a bracketed Roman numeral
following the statement. The three categories represent varying
levels of clinical confidence regarding the recommendation:
| [I] Recommended
with substantial clinical confidence. |
| [II] Recommended with moderate clinical
confidence. |
| [III] May be recommended on the basis
of individual circumstances. |
2. Definitions of terms
In this guideline, the following terms will be used:
- Suicideself-inflicted
death with evidence (either explicit or implicit) that the person intended
to die.
- Suicide attemptself-injurious behavior with
a nonfatal outcome accompanied by evidence (either explicit or implicit)
that the person intended to die.
- Aborted suicide attemptpotentially self-injurious
behavior with evidence (either explicit or implicit) that the person
intended to die but stopped the attempt before physical damage occurred.
- Suicidal ideationthoughts of serving as the
agent of one's own death. Suicidal ideation may vary in
seriousness depending on the specificity of suicide plans and the
degree of suicidal intent.
- Suicidal intentsubjective expectation and
desire for a self-destructive act to end in death.
- Lethality of suicidal behaviorobjective danger
to life associated with a suicide method or action. Note that lethality
is distinct from and may not always coincide with an individual's
expectation of what is medically dangerous.
- Deliberate self-harmwillful self-inflicting
of painful, destructive, or injurious acts without intent to die.
A detailed exposition of definitions relating to suicide has
been provided by O'Carroll et al. (1).
B. Suicide Assessment
The psychiatric evaluation is the essential element of the
suicide assessment process [I]. During the evaluation,
the psychiatrist obtains information about the patient's
psychiatric and other medical history and current mental state (e.g.,
through direct questioning and observation about suicidal thinking
and behavior as well as through collateral history, if indicated).
This information enables the psychiatrist to 1) identify specific
factors and features that may generally increase or decrease risk
for suicide or other suicidal behaviors and that may serve as modifiable
targets for both acute and ongoing interventions, 2) address the
patient's immediate safety and determine the most appropriate
setting for treatment, and 3) develop a multiaxial differential
diagnosis to further guide planning of treatment. The breadth and
depth of the psychiatric evaluation aimed specifically at assessing
suicide risk will vary with setting; ability or willingness of the
patient to provide information; and availability of information
from previous contacts with the patient or from other sources, including
other mental health professionals, medical records, and family members.
Although suicide assessment scales have been developed for research
purposes, they lack the predictive validity necessary for use in
routine clinical practice. Therefore, suicide assessment scales
may be used as aids to suicide assessment but should not be used
as predictive instruments or as substitutes for a thorough clinical
evaluation [I].
Table 1 presents important domains of a suicide assessment,
including the patient's current presentation, individual
strengths and weaknesses, history, and psychosocial situation. Information
may come from the patient directly or from other sources, including
family members, friends, and others in the patient's support
network, such as community residence staff or members of the patient's
military command. Such individuals may be able to provide information
about the patient's current mental state, activities, and
psychosocial crises and may also have observed behavior or been
privy to communications from the patient that suggest suicidal ideation,
plans, or intentions. Contact with such individuals may also provide
opportunity for the psychiatrist to attempt to fortify the patient's
social support network. This goal often can be accomplished without
the psychiatrist's revealing private or confidential information
about the patient. In clinical circumstances in which sharing information
is important to maintain the safety of the patient or others, it
is permissible and even critical to share such information without
the patient's consent [I].
It is important to recognize that in many clinical situations
not all of the information described in this section may be possible
to obtain. It may be necessary to focus initially on those elements
judged to be most relevant and to continue the evaluation during
subsequent contacts with the patient.
When communicating with the patient, it is important to remember
that simply asking about suicidal ideation does not ensure that
accurate or complete information will be received. Cultural or religious
beliefs about death or suicide, for example, may influence a patient's
willingness to speak about suicide during the assessment process
as well as the patient's likelihood of acting on suicidal
ideas. Consequently, the psychiatrist may wish to explore the patient's
cultural and religious beliefs, particularly as they relate to death
and to suicide [II].
It is important for the psychiatrist to focus on the nature,
frequency, depth, timing, and persistence of suicidal ideation [I].
If ideation is present, request more detail about the presence or
absence of specific plans for suicide, including any steps taken
to enact plans or prepare for death [I]. If other
aspects of the clinical presentation seem inconsistent with an initial
denial of suicidal thoughts, additional questioning of the patient
may be indicated [II].
Where there is a history of suicide attempts, aborted attempts,
or other self-harming behavior, it is important to obtain as much
detail as possible about the timing, intent, method, and consequences of
such behaviors [I]. It is also useful to determine
the life context in which they occurred and whether they occurred
in association with intoxication or chronic use of alcohol or other
substances [II]. For individuals in previous or
current psychiatric treatment, it is helpful to determine the strength
and stability of the therapeutic relationship(s) [II].
If the patient reports a specific method for suicide, it is
important for the psychiatrist to ascertain the patient's
expectation about its lethality, for if actual lethality exceeds
what is expected, the patient's risk for accidental suicide
may be high even if intent is low [I]. In general,
the psychiatrist should assign a higher level of risk to patients
who have high degrees of suicidal intent or describe more detailed
and specific suicide plans, particularly those involving violent
and irreversible methods [I]. If the patient has
access to a firearm, the psychiatrist is advised to discuss with
and recommend to the patient or a significant other the importance
of restricting access to, securing, or removing this and other weapons [I].
Documenting the suicide assessment is essential [I].
Typically, suicide assessment and its documentation occur after
an initial evaluation or, for patients in ongoing treatment, when
suicidal ideation or behaviors emerge or when there is significant
worsening or dramatic and unanticipated improvement in the patient's
condition. For inpatients, reevaluation also typically occurs with
changes in the level of precautions or observations, when passes
are issued, and during evaluation for discharge. As with the level
of detail of the suicide assessment, the extent of documentation
at each of these times varies with the clinical circumstances. Communications
with other caregivers and with the family or significant others
should also be documented [I]. When the patient
or others have been given specific instructions about firearms or
other weapons, this communication should also be noted in the record [I].
C. Estimation of Suicide Risk
Suicide and suicidal behaviors cause severe personal, social,
and economic consequences. Despite the severity of these consequences,
suicide and suicidal behaviors are statistically rare, even in populations
at risk. For example, although suicidal ideation and attempts are
associated with increased suicide risk, most individuals with suicidal
thoughts or attempts will never die by suicide. It is estimated
that attempts and ideation occur in approximately 0.7% and
5.6% of the general U.S. population per year, respectively
(2). In comparison, in the United States, the annual incidence of suicide
in the general population is approximately 10.7 suicides for every
100,000 persons, or 0.0107% of the total population per
year (3). This rarity of suicide, even in groups known to be at higher
risk than the general population, contributes to the impossibility
of predicting suicide.
The statistical rarity of suicide also makes it impossible
to predict on the basis of risk factors either alone or in combination.
For the psychiatrist, knowing that a particular factor (e.g., major
depressive disorder, hopelessness, substance use) increases a patient's
relative risk for suicide may affect the treatment plan, including
determination of a treatment setting. At the same time, knowledge
of risk factors will not permit the psychiatrist to predict when
or if a specific patient will die by suicide. This does not mean
that the psychiatrist should ignore risk factors or view suicidal
patients as untreatable. On the contrary, an initial goal of the
psychiatrist should be to estimate the patient's risk through knowledgeable
assessment of risk and protective factors, with a primary and ongoing
goal of reducing suicide risk [I].
Some factors may increase or decrease risk for suicide; others
may be more relevant to risk for suicide attempts or other self-injurious
behaviors, which are in turn associated with potential morbidity
as well as increased suicide risk. In weighing risk and protective
factors for an individual patient, consideration may be given to
1) the presence of psychiatric illness; 2) specific psychiatric symptoms
such as hopelessness, anxiety, agitation, or intense suicidal ideation;
3) unique circumstances such as psychosocial stressors and availability
of methods; and 4) other relevant clinical factors such as genetics
and medical, psychological, or psychodynamic issues [I].
It is important to recognize that many of these factors are
not simply present or absent but instead may vary in severity. Others,
such as psychological or psychodynamic issues, may contribute to
risk in some individuals but not in others or may be relevant only
when they occur in combination with particular psychosocial stressors.
Once factors are identified, the psychiatrist can determine
if they are modifiable. Past history, family history, and demographic
characteristics are examples of nonmodifiable factors. Financial difficulties
or unemployment can also be difficult to modify, at least in the
short term. While immutable factors are important to identify, they
cannot be the focus of intervention. Rather, to decrease a patient's
suicide risk, the treatment should attempt to mitigate or strengthen
those risk and protective factors that can be modified [I].
For example, the psychiatrist may attend to patient safety, address
associated psychological or social problems and stressors, augment
social support networks, and treat associated psychiatric disorders
(such as mood disorders, psychotic disorders, substance use disorders,
and personality disorders) or symptoms (such as severe anxiety,
agitation, or insomnia).
D. Psychiatric Management
Psychiatric management consists of a broad array of therapeutic
interventions that should be instituted for patients with suicidal
thoughts, plans, or behaviors [I]. Psychiatric
management includes determining a setting for treatment and supervision,
attending to patient safety, and working to establish a cooperative
and collaborative physician-patient relationship. For patients in
ongoing treatment, psychiatric management also includes establishing
and maintaining a therapeutic alliance; coordinating treatment provided
by multiple clinicians; monitoring the patient's progress
and response to the treatment plan; and conducting ongoing assessments
of the patient's safety, psychiatric status, and level
of functioning. Additionally, psychiatric management may include
encouraging treatment adherence and providing education to the patient
and, when indicated, family members and significant others.
Patients with suicidal thoughts, plans, or behaviors should
generally be treated in the setting that is least restrictive yet
most likely to be safe and effective [I]. Treatment
settings and conditions include a continuum of possible
levels of care, from involuntary inpatient hospitalization through
partial hospital and intensive outpatient programs to occasional
ambulatory visits. Choice of specific treatment setting depends
not only on the psychiatrist's estimate of the patient's
current suicide risk and potential for dangerousness to others,
but also on other aspects of the patient's current status, including
1) medical and psychiatric comorbidity; 2) strength and availability
of a psychosocial support network; and 3) ability to provide adequate
self-care, give reliable feedback to the psychiatrist, and cooperate
with treatment. In addition, the benefits of intensive interventions
such as hospitalization must be weighed against their possible negative
effects (e.g., disruption of employment, financial and other psychosocial
stress, social stigma).
For some individuals, self-injurious behaviors may occur
on a recurring or even chronic basis. Although such behaviors may
occur without evidence of suicidal intent, this may not always be
the case. Even when individuals have had repeated contacts with
the health care system, each act should be reassessed in the context
of the current situation [I].
In treating suicidal patients, particularly those with severe
or recurring suicidality or self-injurious behavior, the psychiatrist
should be aware of his or her own emotions and reactions that may
interfere with the patient's care [I].
For difficult-to-treat patients, consultation or supervision from
a colleague may help in affirming the appropriateness of the treatment
plan, suggesting alternative therapeutic approaches, or monitoring
and dealing with countertransference issues [I].
The suicide prevention contract, or "no-harm contract," is
commonly used in clinical practice but should not be considered
as a substitute for a careful clinical assessment [I].
A patient's willingness (or reluctance) to enter
into an oral or a written suicide prevention contract should not
be viewed as an absolute indicator of suitability for discharge
(or hospitalization) [I]. In addition, such contracts
are not recommended for use with patients who are agitated, psychotic,
impulsive, or under the influence of an intoxicating substance [II].
Furthermore, since suicide prevention contracts are dependent on
an established physician-patient relationship, they are not recommended
for use in emergency settings or with newly admitted or unknown
inpatients [II].
Despite best efforts at suicide assessment and treatment,
suicides can and do occur in clinical practice. In fact, significant
proportions of individuals who die by suicide have seen a physician within
several months of death and may have received specific mental health
treatment. Death of a patient by suicide will often have a significant
effect on the treating psychiatrist and may result in increased
stress and loss of professional self-esteem. When the suicide of
a patient occurs, the psychiatrist may find it helpful to seek support
from colleagues and obtain consultation or supervision to enable
him or her to continue to treat other patients effectively and respond
to the inquiries or mental health needs of survivors [II].
Consultation with an attorney or a risk manager may also be useful [II].
The psychiatrist should be aware that patient confidentiality extends
beyond the patient's death and that the usual provisions
relating to medical records still apply. Any additional documentation
included in the medical record after the patient's death
should be dated contemporaneously, not backdated, and previous entries
should not be altered [I]. Depending on the circumstances, conversations
with family members may be appropriate and can allay grief [II].
In the aftermath of a loved one's suicide, family members
themselves are more vulnerable to physical and psychological disorders
and should be helped to obtain psychiatric intervention, although
not necessarily by the same psychiatrist who treated the individual
who died by suicide [II].
E. Specific Treatment Modalities
In developing a plan of treatment that addresses suicidal
thoughts or behaviors, the psychiatrist should consider the potential
benefits of somatic therapies as well as the potential benefits
of psychosocial interventions, including the psychotherapies [I].
Clinical experience indicates that many patients with suicidal thoughts,
plans, or behaviors will benefit most from a combination of these treatments [II].
The psychiatrist should address the modifiable risk factors identified
in the initial psychiatric evaluation and make ongoing assessments
during the course of treatment [I]. In general, therapeutic
approaches should target specific axis I and axis II psychiatric
disorders; specific associated symptoms such as depression, agitation,
anxiety, or insomnia; or the predominant psychodynamic or psychosocial
stressor [I]. While the goal of pharmacologic
treatment may be acute symptom relief, including acute relief of
suicidality or acute treatment of a specific diagnosis, the treatment
goals of psychosocial interventions may be broader and longer term,
including achieving improvements in interpersonal relationships,
coping skills, psychosocial functioning, and management of affects.
Since treatment should be a collaborative process between the patient
and clinician(s), the patient's preferences are important
to consider when developing an individual treatment plan [I].
1. Somatic interventions
Evidence for a lowering of suicide rates with antidepressant
treatment is inconclusive. However, the documented efficacy of antidepressants
in treating acute depressive episodes and their long-term benefit
in patients with recurrent forms of severe anxiety or depressive
disorders support their use in individuals with these disorders
who are experiencing suicidal thoughts or behaviors [II].
It is advisable to select an antidepressant with a low risk of lethality
on acute overdose, such as a selective serotonin reuptake inhibitor
(SSRI) or other newer antidepressant, and to prescribe conservative quantities,
especially for patients who are not well-known [I].
For patients with prominent insomnia, a sedating antidepressant
or an adjunctive hypnotic agent can be considered [II].
Since antidepressant effects may not be observed for days to weeks
after treatment has started, patients should be monitored closely
early in treatment and educated about this probable delay in symptom
relief [I].
To treat symptoms such as severe insomnia, agitation, panic
attacks, or psychic anxiety, benzodiazepines may be indicated on
a short-term basis [II], with long-acting agents
often being preferred over short-acting agents [II].
The benefits of benzodiazepine treatment should be weighed against their
occasional tendency to produce disinhibition and their potential
for interactions with other sedatives, including alcohol [I].
Alternatively, other medications that may be used for their calming effects
in highly anxious and agitated patients include trazodone, low doses
of some second-generation antipsychotics, and some anticonvulsants
such as gabapentin or divalproex [III]. If benzodiazepines
are being discontinued after prolonged use, their doses should be
reduced gradually and the patient monitored for increasing symptoms
of anxiety, agitation, depression, or suicidality [II].
There is strong evidence that long-term maintenance treatment
with lithium salts is associated with major reductions in the risk
of both suicide and suicide attempts in patients with bipolar disorder, and
there is moderate evidence for similar risk reductions in patients
with recurrent major depressive disorder [I].
Specific anticonvulsants have been shown to be efficacious in treating
episodes of mania (i.e., divalproex) or bipolar depression (i.e.,
lamotrigine), but there is no clear evidence that their
use alters rates of suicide or suicidal behaviors [II].
Consequently, when deciding between lithium and other first-line
agents for treatment of patients with bipolar disorder, the efficacy
of lithium in decreasing suicidal behavior should be taken into
consideration when weighing the benefits and risks of treatment
with each medication. In addition, if lithium is prescribed, the
potential toxicity of lithium in overdose should be taken into consideration
when deciding on the quantity of lithium to give with each prescription [I].
Clozapine treatment is associated with significant decreases
in rates of suicide attempts and perhaps suicide for individuals
with schizophrenia and schizoaffective disorder. Thus, clozapine treatment
should be given serious consideration for psychotic patients with
frequent suicidal ideation, attempts, or both [I].
However, the benefits of clozapine treatment need to be weighed
against the risk of adverse effects, including potentially fatal
agranulocytosis and myocarditis, which has generally led clozapine
to be reserved for use when psychotic symptoms have not responded
to other antipsychotic medications. If treatment is indicated with
an antipsychotic other than clozapine, the other second-generation
antipsychotics (e.g., risperidone, olanzapine, quetiapine, ziprasidone,
aripiprazole) are preferred over the first-generation antipsychotic
agents [I].
ECT has established efficacy in patients with severe depressive
illness, with or without psychotic features. Since ECT is associated
with a rapid and robust antidepressant response as well as a rapid diminution
in associated suicidal thoughts, ECT may be recommended as a treatment
for severe episodes of major depression that are accompanied by
suicidal thoughts or behaviors [I]. Under certain
clinical circumstances, ECT may also be used to treat suicidal patients
with schizophrenia, schizoaffective disorder, or mixed
or manic episodes of bipolar disorder [II]. Regardless
of diagnosis, ECT is especially indicated for patients with catatonic
features or for whom a delay in treatment response is considered
life threatening [I]. ECT may also be indicated
for suicidal individuals during pregnancy and for those who have
already failed to tolerate or respond to trials of medication [II]. Since
there is no evidence of a long-term reduction of suicide risk with
ECT, continuation or maintenance treatment with pharmacotherapy
or with ECT is recommended after an acute ECT course [I].
2. Psychosocial interventions
Psychotherapies and other psychosocial interventions play
an important role in the treatment of individuals with suicidal
thoughts and behaviors [II]. A substantial body
of evidence supports the efficacy of psychotherapy in the treatment
of specific disorders, such as nonpsychotic major depressive disorder
and borderline personality disorder, which are associated with increased
suicide risk. For example, interpersonal psychotherapy and cognitive
behavior therapy have been found to be effective in clinical trials
for the treatment of depression. Therefore, psychotherapies such
as interpersonal psychotherapy and cognitive behavior therapy may
be considered appropriate treatments for suicidal behavior, particularly
when it occurs in the context of depression [II].
In addition, cognitive behavior therapy may be used to decrease
two important risk factors for suicide: hopelessness [II] and
suicide attempts in depressed outpatients [III].
For patients with a diagnosis of borderline personality disorder,
psychodynamic therapy and dialectical behavior therapy may be appropriate treatments
for suicidal behaviors [II], because modest evidence
has shown these therapies to be associated with decreased self-injurious
behaviors, including suicide attempts. Although not targeted specifically
to suicide or suicidal behaviors, other psychosocial treatments
may also be helpful in reducing symptoms and improving functioning
in individuals with psychotic disorders and in treating alcohol
and other substance use disorders that are themselves associated
with increased rates of suicide and suicidal behaviors [II].
For patients who have attempted suicide or engaged in self-harming
behaviors without suicidal intent, specific psychosocial interventions
such as rapid intervention; follow-up outreach; problem-solving
therapy; brief psychological treatment; or family, couples, or group
therapies may be useful despite limited evidence for their efficacy [III].