When the psychiatrist first meets with a patient who may have
borderline personality disorder, a number of important issues related
to differential diagnosis, etiology, the formulation, and treatment planning
need to be considered. The psychiatrist performs an initial assessment
to determine the treatment setting, completes a comprehensive evaluation
(including differential diagnosis), and works with the patient to
mutually establish the treatment framework. The psychiatrist also
attends to a number of principles of psychiatric management that
form the foundation of care for patients with borderline personality
disorder. The psychiatrist next considers several principles of
treatment selection (e.g., type, focus, number of clinicians to
involve). Finally, the psychiatrist selects specific treatment strategies
for the clinical features of borderline personality disorder.
A. The Initial Assessment
1. Initial assessment and determination of the treatment
setting
The psychiatrist first performs an initial assessment of the
patient and determines the treatment setting (e.g., inpatient or
outpatient). Since patients with borderline personality disorder
commonly experience suicidal ideation (and 8%10% commit suicide),
safety issues should be given priority in the initial assessment
(see Section II.B.1, "Responding to Crises and Safety Monitoring," for
a further discussion of this issue). A thorough safety evaluation
should be done before a decision can be reached about whether outpatient,
inpatient, or another level of care (e.g., partial hospitalization or
residential care) is needed. Presented here are some of the more
common indications for particular levels of care. However, this
list is not intended to be exhaustive. Since indications for level
of care are difficult to empirically investigate and studies are
lacking, these recommendations are derived primarily from expert
clinical opinion.
Indications for partial hospitalization (or brief inpatient
hospitalization if partial hospitalization is not available) include
the following:
- Dangerous, impulsive behavior
unable to be managed with outpatient treatment
- Nonadherence with outpatient treatment and a deteriorating
clinical picture
- Complex comorbidity that requires more intensive clinical
assessment of response to treatment
- Symptoms of sufficient severity to interfere with functioning,
work, or family life that are unresponsive to outpatient treatment
Indications for brief inpatient hospitalization include the
following:
- Imminent danger to others
- Loss of control of suicidal impulses or serious suicide
attempt
- Transient psychotic episodes associated with loss of
impulse control or impaired judgment
- Symptoms of sufficient severity to interfere with functioning,
work, or family life that are unresponsive to outpatient treatment
and partial hospitalization
Indications for extended inpatient hospitalization include
the following:
- Persistent and severe suicidality,
self-destructiveness, or nonadherence to outpatient treatment or
partial hospitalization
- Comorbid refractory axis I disorder (e.g., eating disorder,
mood disorder) that presents a potential threat to life
- Comorbid substance abuse or dependence that is severe
and unresponsive to outpatient treatment or partial hospitalization
- Continued risk of assaultive behavior toward others
despite brief hospitalization
- Symptoms of sufficient severity to interfere with functioning,
work, or family life that are unresponsive to outpatient treatment,
partial hospitalization, and brief hospitalization
2. Comprehensive evaluation
Once an initial assessment has been done and the treatment
setting determined, a more comprehensive evaluation should be completed
as soon as clinically feasible. Such an evaluation includes assessing
the presence of comorbid disorders, degree and type of functional
impairment, needs and goals, intrapsychic conflicts and defenses,
developmental progress and arrests, adaptive and maladaptive coping
styles, psychosocial stressors, and strengths in the face of stressors
(see Part B, Section V.B, "Assessment"). The psychiatrist
should attempt to understand the biological, interpersonal, familial,
social, and cultural factors that affect the patient (3).
Special attention should be paid to the differential diagnosis
of borderline personality disorder versus axis I conditions (see
Part B, Sections V.A.2, "Comorbidity," and V.C, "Differential
Diagnosis"). Treatment planning should address comorbid
disorders from axis I (e.g., substance use disorders, depressive
disorders, PTSD) and axis II as well as borderline personality disorder,
with priority established according to risk or predominant symptoms.
When priority is given to treating comorbid conditions (e.g., substance
abuse, depression, PTSD, or an eating disorder), it may be helpful
to caution patients or their families about the expected rate of
response or extent of improvement. The prognosis for treatment of
these axis I disorders is often poorer when borderline personality
disorder is present. It is usually better to anticipate realistic
problems than to encourage unrealistically high hopes.
3. Establishing the treatment framework
It is important at the outset of treatment to establish a
clear and explicit treatment framework. This is sometimes called "contract
setting." While this process is generally applicable to
the treatment of all patients, regardless of diagnosis, such an
agreement is particularly important for patients with borderline
personality disorder. The clinician and the patient can then refer
to this agreement later in the treatment if the patient challenges
it.
Patients and clinicians should establish agreements about
goals of treatment sessions (e.g., symptom reduction, personal growth,
improvement in functioning) and what role each is expected to perform
to achieve these goals. Patients, for example, are expected to report
on such issues as conflicts, dysfunction, and impending life changes.
Clinicians are expected to offer understanding, explanations for
treatment interventions, undistracted attention, and respectful,
compassionate attitudes, with judicious feedback to patients that
can help them attain their goals. In addition, it is essential for
patients and clinicians to work toward establishing agreements about
1) when, where, and with what frequency sessions will be
held; 2) a plan for crises management; 3) clarification of the clinician's
after-hours availability; and 4) the fee, billing, and payment schedule.
B. Principles of Psychiatric Management
Psychiatric management forms the foundation of psychiatric
treatment for patients with borderline personality disorder. It
consists of an array of ongoing activities and interventions that
should be instituted for all patients. These include providing education
about borderline personality disorder, facilitating adherence to
a psychotherapeutic or psychopharmacological regimen that is satisfactory to
both the patient and psychiatrist, and attempting to help the patient
solve practical problems, giving advice and guidance when needed.
Specific components of psychiatric management are discussed
here as well as additional important issuessuch as the
potential for splitting and boundary problemsthat may
complicate treatment and of which the clinician must be aware and
manage.
1. Responding to crises and safety monitoring
Psychiatrists should assume that crises, such as interpersonal
crises or self-destructive behavior, will occur. Psychiatrists may
wish to establish an explicit understanding about what they expect
a patient to do during crises and may want to be explicit about
what the patient can expect from them. While some clinicians believe
that this is of critical importance (4, 5), others believe that
this approach is too inflexible and potentially adversarial. From
the latter perspective, there is often a tension between the psychiatrist's
role in helping patients to understand their behavior and the psychiatrist's role
in ensuring patients' safety and in managing problematic
behaviors. This tension may be particularly prominent when the psychiatrist
is using a psychodynamic approach that relies heavily on interpretation
and exploration. Regardless of the psychotherapeutic strategy, however,
the psychiatrist has a fundamental responsibility to monitor this
tension as part of the treatment process.
Patients with borderline personality disorder commonly experience
suicidal ideation and are prone to make suicide attempts or engage
in self-injurious behavior (e.g., cutting). Monitoring patients' safety
is a critically important task. It is important that psychiatrists
always evaluate indicators of self-injurious or suicidal ideas and
reformulate the treatment plan as appropriate. Serious self-harm can
occur if the potential danger is ignored or minimized. Before intervening
to prevent self-endangering behaviors, the psychiatrist should first
assess the potential danger, the patient's motivations,
and to what extent the patient can manage his or her safety without
external interventions (6). When the patient's safety is
judged to be at serious risk, hospitalization may be indicated.
Even in the context of appropriate treatment, some patients with
borderline personality disorder will commit suicide.
2. Establishing and maintaining a therapeutic framework
and alliance
Patients with borderline personality disorder have difficulty
developing and sustaining trusting relationships. This issue may
be a focus of treatment as well as a significant barrier to the
development of the treatment alliance necessary to carry out the
treatment plan. Therefore, the psychiatrist should pay particular
attention to ascertaining that the patient agrees with and accepts
the treatment plan; adherence or agreement cannot be assumed. Agreements
should be explicit.
The first aspect of alliance building, referred to earlier
as "contract setting," is establishing an agreement
about respective roles and responsibilities and treatment goals.
The next aspect of alliance building is to encourage patients to
be actively engaged in the treatment, both in their tasks (e.g., monitoring
medication effects or noting and reflecting on their feelings) and
in the relationship (e.g., disclosing reactions or wishes to the
clinician). This can be accomplished by focusing attention on whether
the patient 1) understands and accepts what the psychiatrist says
and 2) seems to feel understood and accepted by the psychiatrist.
Techniques such as confrontation or interpretation may be appropriate
over the long term after a "working alliance" (collaboration
over a task) has been established. Psychotherapeutic approaches
are often helpful in developing a working alliance for a pharmacotherapy
component of the treatment plan. Reciprocally, the experience of
being helped by medication that the psychiatrist prescribed can
help a patient develop trust in his or her psychotherapeutic interventions.
3. Providing education about the disorder and its
treatment
Psychoeducational methods often are helpful and generally
are welcomed by patients and, when appropriate, their families.
At an appropriate point in treatment, patients should be familiarized
with the diagnosis, including its expected course, responsiveness
to treatment, and, when appropriate, pathogenic factors. Many patients
with borderline personality disorder profit from ongoing education about
self-care (e.g., safe sex, potential legal problems, balanced diet).
Formal psychoeducational approaches may include having
the patient read the text of DSM-IV-TR or books on borderline personality
disorder written for laypersons. Some clinicians prefer to frame
psychoeducational discussions in everyday terms and use the patient's
own language to negotiate a shared understanding of the major areas
of difficulty without turning to a text or manual. More extensive
psychoeducational intervention, consisting of workshops, lectures,
or seminars, may also be helpful.
Families or othersespecially those who are youngerliving
with individuals with borderline personality disorder will also
often benefit from psychoeducation about the disorder, its course,
and its treatment. It is wise to introduce information about pathogenic
issues that may involve family members with sensitivity to the information's
likely effects (e.g., it may evoke undesirable reactions of guilt,
anger, or defensiveness). Psychoeducation for families should be
distinguished from family therapy, which is sometimes a desirable
part of the treatment plan and sometimes not, depending on the patient's
history and status of current relationships.
4. Coordinating the treatment effort
Providing optimal treatment for patients with borderline personality
disorder who may be dangerously self-destructive frequently requires
a treatment team that involves several clinicians. If the team members
work collaboratively, the overall treatment will usually be enhanced
by being better able to help patients contain their acting out (via
fight or flight) and their projections onto others. It is essential
that ongoing coordination of the overall treatment plan is assured
by clear role definitions, plans for management of crises, and regular
communication among the clinicians.
The team members must also have a clear agreement about which
clinician is assuming the primary overall responsibility for the
patient's safety and treatment. This individual serves
as a gatekeeper for the appropriate level of care (whether it be
hospitalization, residential treatment, or day hospitalization),
oversees the family involvement, makes decisions regarding which
potential treatment modalities are useful or should be discontinued,
helps assess the impact of medications, and monitors the patient's
safety. Because of the diversity of knowledge and expertise required
for this oversight function, a psychiatrist is usually optimal for
this role.
5. Monitoring and reassessing the patient's
clinical status and treatment plan
With all forms of treatment, it is important to monitor the
treatment's effectiveness in an ongoing way. Often the
course of treatment is uneven, with periodic setbacks (e.g., at
times of stress). Such setbacks do not necessarily indicate that
the treatment is ineffective. Nonetheless, ultimate improvement
should be a reasonably expected outcome.
a) Recognizing functional regression
Patients with borderline personality disorder sometimes regress
early in treatment as they begin to engage in the treatment process,
getting somewhat worse before they get better. However, sustained deterioration
is a problem that requires attention. Examples of such regressive
phenomena include dysfunctional behavior (e.g., cessation of work,
increased suicidality, onset of compulsive overeating) or immature
behavior. This may occur when patients believe that they no longer
need to be as responsible for taking care of themselves, thinking
that their needs can and will now be met by those providing treatment.
Clinicians should be prepared to recognize this effect and
then explore with patients whether their hope for such care is realistic
and, if so, whether it is good for their long-term welfare. When
the decline of functioning is sustained, it may mean that the focus
of treatment needs to shift from exploration to other strategies
(e.g., behavioral modification, vocational counseling, family education,
or limit-setting). Of special significance is that such declines
in function are likely to occur when patients with borderline personality
disorder have reductions in the intensity or amount of support they
receive, such as moving to a less intensive level of care. Clinicians
need to be alert to the fact that such regressions may reflect the
need to add support or structure temporarily to the treatment by way
of easing the transition to less intensive treatment. Regressions
may also occur when patients perceive particularly sympathetic,
nurturant, or protective inclinations in those who are providing their
care. Under these circumstances, clinicians need to clarify that
these inclinations do not signify a readiness to take on a parenting
role.
b) Treating symptoms that reappear despite continued
pharmacotherapy
An issue that frequently requires assessment and response
by psychiatrists is the sustained return of symptoms, the previous
remission of which had been attributed, at least in part, to medications (although
placebo effects may also have been involved). Assessment of such
symptom "breakthroughs" requires knowledge of
the patient's symptom presentation before the use of medication. Has
the full symptom presentation returned? Are the current symptoms
sustained over time, or do they reflect transitory and reactive
moods in response to an interpersonal crisis? Medications can modulate
the intensity of affective, cognitive, and impulsive symptoms, but
they should not be expected to extinguish feelings of anger, sadness,
and pain in response to separations, rejections, or other life stressors.
When situational precipitants are identified, the clinician's
primary focus should be to facilitate improved coping. Frequent
medication changes in pursuit of improving transient mood states
are unnecessary and generally ineffective. The patient should not
be given the erroneous message that emotional responses to life
events are merely biologic symptoms to be regulated by medications.
c) Obtaining consultations
Clinicians with overall or primary responsibilities for patients
with borderline personality disorder should have a low threshold
for seeking consultation because of 1) the high frequency
of countertransference reactions and medicolegal liability complications;
2) the high frequency of complicated multitreater, multimodality
treatments; and 3) the particularly high level of inference, subjectivity, and
life/death significance that clinical judgments involve.
The principle that should guide whether a consultation is obtained
is that improvement (e.g., less distress, more adaptive behaviors,
greater trust) is to be expected during treatment. Thus, failure
to show improvement in targeted goals by 612 months should
raise considerations of introducing changes in the treatment. When
a patient continues to do poorly after the treatment has been modified,
consultation is indicated as a way of introducing and implementing
treatment changes. When a consultant believes that the existing treatment
cannot be improved, this offers support for continuing this treatment.
6. Special issues
a) Splitting
The phenomenon of "splitting" signifies
an inability to reconcile alternative or opposing perceptions or
feelings within the self or others, which is characteristic of borderline
personality disorder. As a result, patients with borderline personality
disorder tend to see people or situations in "black or white,""all
or nothing,""good or bad" terms. In
clinical settings, this phenomenon may be evident in their polarized
but alternating views of others as either idealized (i.e., "all
good") or devalued (i.e., "all bad").
When they perceive primary clinicians as "all bad" (usually
prompted by feeling frustrated), this may precipitate flight from
treatment. When splitting threatens continuation of the treatment,
clinicians should be prepared to examine the transference and countertransference
and consider altering treatment. This can be done by offering increased
support, by seeking consultation, or by otherwise suggesting changes
in the treatment. Clinicians should always arrange to communicate
regularly about their patients to avoid splitting within the treatment
team (i.e., one clinician or treatment is idealized while another
is devalued). Integration of the clinicians helps patients integrate their
internal splits.
b) Boundaries
Clinicians/therapists vary considerably in their
tolerance for patient behaviors (e.g., phone calls, silences) and
in their expectations of the patient (e.g., promptness, personal
disclosures, homework between sessions). It is important to be explicit
about these issues, thereby establishing "boundaries" around
the treatment relationship and task. It is also important to be
consistent with agreed-upon boundaries. Although patients may agree
to such boundaries, some patients with borderline personality disorder
will attempt to cross them (e.g., request between-session contacts
or seek a personal, nonprofessional relationship). It remains the
therapist's responsibility to monitor and sustain the treatment
boundaries. Certain situationse.g., practicing in a small
community, rural area, or military settingmay complicate
the task of maintaining treatment boundaries (7).
To diminish the problems associated with boundary issues,
clinicians should be alert to their occurrence. Clinicians should
then be proactive in exploring the meaning of the boundary crossingwhether
it originated in their own behavior or that of the patient. After
efforts are made to examine the meaning, whether the outcome is
satisfactory or not, clinicians should restate their expectations about
the treatment boundaries and their rationale. If the patient keeps
testing the agreed-upon framework of therapy, clinicians should
explicate its rationale. An example of this rationale is, "There are
times when I may not answer your personal questions if I think it
would be better for us to know why you've inquired." If
a patient continues to challenge the framework despite exploration
and clarification, a limit will eventually need to be set. An example
of setting a limit is, "You recall that we agreed that
if you feel suicidal, then you will go to an emergency room. If
you cannot do this then your treatment may need to be changed."
When a boundary is crossed by the clinician/therapist,
it is called a boundary "violation." The boundary
can usually be restored with comments like the following: "If
I were to call you every time I'm worried, your safety
might come to depend too much on my intuition," or "Whenever
I tell you something about my personal life, it limits our opportunity
to understand more about what you imagine in the absence of knowing." When
therapists find themselves making exceptions to their usual treatment
boundaries, it is important to examine their motives (see Section
IV, "Risk Management Issues"). It often signals
the need for consultation or supervision.
Any consideration of sexual boundary violations by therapists
must begin with a caveat: Patients can never be blamed for ethical
transgressions by their therapists. It is the therapist's
responsibility to act ethically, no matter how the patient may behave.
Nevertheless, specific transference-countertransference enactments
are at high risk for occurring with patients with borderline personality disorder.
If a patient has experienced neglect and abuse in childhood, he
or she may wish for the therapist to provide the love the patient
missed from parents. Therapists may have rescue fantasies that lead
them to collude with the patient's wish for the therapist
to offer that love. This collusion in some cases leads to physical
contact and even inappropriate physical contact between therapist
and patient. Clinicians should be alert to these dynamics and seek
consultation or personal psychotherapy or both whenever there is
a risk of a boundary violation. Sexual interactions between a therapist
and a patient are always unethical. When this type of boundary violation
occurs, the therapist should immediately refer the patient to another
therapist and seek consultation or personal psychotherapy.
C. Principles of Treatment Selection
1. Type
Certain types of psychotherapy (as well as other psychosocial
modalities) and certain psychotropic medications are effective for
the treatment of borderline personality disorder. Although it has
not been empirically established that one approach is more effective
than another, clinical experience suggests that most patients with
borderline personality disorder will need some form of extended psychotherapy
in order to resolve interpersonal problems and attain and maintain
lasting improvements in their personality and overall functioning.
Pharmacotherapy often has an important adjunctive role, especially
for diminution of targeted symptoms such as affective instability,
impulsivity, psychotic-like symptoms, and self-destructive behavior.
However, pharmacotherapy is unlikely to have substantial effects
on some interpersonal problems and some of the other primary features
of the disorder. Although no studies have compared a combination
of psychotherapy and pharmacotherapy with either treatment alone,
clinical experience indicates that many patients will benefit most from
a combination of psychotherapy and pharmacotherapy.
2. Focus
Patients with borderline personality disorder frequently have
comorbid axis I and other axis II conditions. The nature of certain
borderline characteristics often complicates the treatment provided, even
when treatment is focused on a comorbid axis I condition. For example,
chronic self-destructive behaviors in response to perceived abandonment,
marked impulsivity, or difficulties in establishing a therapeutic
alliance have been referred to as "therapy-interfering
behaviors." Treatment planning should address comorbid
axis I and axis II disorders as well as borderline personality disorder,
with priority established according to risk or predominant symptoms.
The coexisting presence of borderline personality disorder with
axis I disorders is associated with a poorer outcome of a number
of axis I conditions. Treatment should usually be focused on both
axis I and axis II disorders to facilitate the treatment of axis
I conditions as well as address problematic, treatment-interfering
personality features of borderline personality disorder itself.
For patients with axis I conditions and coexisting borderline traits
who do not meet full criteria for borderline personality disorder,
it may be sufficient to focus treatment on the axis I conditions
alone, although the therapy should be monitored and the focus changed
to include the borderline traits if necessary to ensure the success
of the treatment.
3. Flexibility
Features of borderline personality disorder are of a heterogeneous
nature. Some patients, for example, display prominent affective
instability, whereas others exhibit marked impulsivity or antisocial
traits. The many possible combinations of comorbid axis I and axis
II disorders further contribute to the heterogeneity of the clinical
picture. Because of this heterogeneity, and because of each patient's
unique history, the treatment plan needs to be flexible, adapted
to the needs of the individual patient. Flexibility is also needed
to respond to the changing characteristics of patients over time
(e.g., at one point, the treatment focus may be on safety, whereas
at another, it may be on improving relationships and functioning
at work). Similarly, the psychiatrist may need to use different treatment
modalities or refer the patient for adjunctive treatments (e.g.,
behavioral, supportive, or psychodynamic psychotherapy) at different
times during the treatment.
4. Role of patient preference
Successful treatment is a collaborative process between the
patient and the clinician. Patient preference is an important factor
to consider when developing an individual treatment plan. The psychiatrist
should explain and discuss the range of treatments available for
the patient's condition, the modalities he or she recommends,
and the rationale for having selected them. He or she should take
time to elicit the patient's views about this provisional
treatment plan and modify it to the extent feasible to take into
account the patient's views and preferences. The hazard
of nonadherence makes it worthwhile to spend whatever time may be
required to gain the patient's assent to a viable treatment plan
and his or her agreement to collaborate with the clinician(s) before
any therapy is instituted.
5. Multiple- versus single-clinician treatment
Treatment can be provided by more than one clinician, each
performing separate treatment tasks, or by a single clinician performing
multiple tasks; both are viable approaches to treating borderline personality
disorder. When there are multiple clinicians on the treatment team,
they may be involved in a number of tasks, including individual
psychotherapy, pharmacotherapy, group therapy, family therapy, or
couples therapy or be involved as administrators on an inpatient
unit, partial hospital setting, halfway house, or other living situation.
Such treatment has a number of potential advantages. For example,
it brings more types of expertise to the patient's treatment,
and multiple clinicians may better contain the patient's
self-destructive tendencies. However, because of patients' propensity
for engaging in "splitting" (i.e., seeing one
clinician as "good" and another as "bad")
as well as the real-world difficulties of maintaining good collaboration
with all other clinicians, the treatment has the potential to become
fragmented. For this type of treatment to be successful, good collaboration
of the entire treatment team and clarity of roles are essential
(7). Regardless of whether treatment involves multiple clinicians
or a single therapist, its effectiveness should be monitored over
time, and it should be changed if the patient is not improving.
D. Specific Treatment Strategies for the Clinical
Features of Borderline Personality Disorder
Although there is a long clinical tradition of treating borderline
personality disorder, there are no well-designed studies comparing
pharmacotherapy with psychotherapy. Nor are there any systematic
investigations of the effects of combined medication and psychotherapy
to either modality alone. Hence, in this section we will consider
psychotherapy and pharmacotherapy separately, knowing that in clinical
practice the two treatments are frequently combined. Indeed, many
of the pharmacotherapy studies included patients with borderline
personality disorder who were also in psychotherapy, and many patients
in psychotherapy studies were also taking medication. A good deal
of clinical wisdom supports the notion that carefully focused pharmacotherapy
may enhance the patient's capacity to engage in psychotherapy.
1. Psychotherapy
Two psychotherapeutic approaches have been shown to have efficacy
in randomized controlled trials: psychoanalytic/psychodynamic
therapy and dialectical behavior therapy. We emphasize that these
are psychotherapeutic approaches because
the trials that have demonstrated efficacy (810) have
involved sophisticated therapeutic programs rather than simply the
provision of individual psychotherapy. Both approaches have three key
features: 1) weekly meetings with an individual therapist, 2) one
or more weekly group sessions, and 3) meetings between therapists
for consultation/supervision. No results are available
from direct comparisons of the two approaches to suggest which patients
may respond better to which modality.
Psychoanalytic/psychodynamic therapy and dialectical
behavior therapy are described in more detail in Part B of this
guideline (see Section VI.B, "Review of Psychotherapy and
Other Psychosocial Treatments"). One characteristic of
both dialectical behavior therapy and psychoanalytic/psychodynamic
therapy involves the length of treatment. Although brief therapy
has not been systematically tested for patients with borderline
personality disorder, the studies of extended treatment suggest
that substantial improvement may not occur until after approximately
1 year of psychotherapeutic intervention has been provided and that
many patients require even longer treatment.
In addition, clinical experience suggests that there are a
number of "common features" that help guide the
psychotherapist who is treating a patient with borderline personality
disorder, regardless of the specific type of therapy used. The psychotherapist
must emphasize the building of a strong therapeutic alliance with
the patient to withstand the frequent affective storms within the
treatment (11, 12). This process of building a positive working
relationship is greatly enhanced by careful attention to specific
goals for the treatment that both patient and therapist view as
reasonable and attainable. Consolidation of a therapeutic alliance
is facilitated as well by the establishment of clear boundaries
within and around the treatment. Clinicians may find it useful to
keep in mind that often patients will attempt to redefine, cross,
or even violate boundaries as a test to see whether the treatment situation
is safe enough for them to reveal their feelings to the therapist.
Regular meeting times with firm expectation of attendance and participation
are important as well as an understanding of the relative contributions
of patient and therapist to the treatment process (12).
Therapists need to be active, interactive, and responsive
to the patient. Self-destructive and suicidal behaviors
need to be actively monitored. As seen in Figure 1, some therapists
create a hierarchy of priorities to be considered in the treatment.
For example, practitioners of dialectical behavior therapy (5) might
consider suicidal behaviors first, followed by behaviors that interfere
with therapy and then behaviors that interfere with quality of life.
Practitioners of psychoanalytic or psychodynamic therapy (4, 13)
might construct a similar hierarchy.
| | Figure 1. Treatment Priorities of Two Psychotherapeutic
Approaches for Patients With Borderline Personality Disorder.a aSpecific behaviors that practitioners of each approach
may encounter in patients with borderline personality disorder are
presented, with those of highest priority sitting atop the "ladder";
treatment priority lessens as one goes down the ladder. bAs described by Linehan et al. (5). cAs described by Kernberg
et al. (4) and Clarkin et al. (13). | Add to 'My Saved Images' |
Many patients with borderline personality disorder have experienced
considerable childhood neglect and abuse, so an empathic validation
of the reality of that mistreatment and the suffering it has caused
is a valuable intervention (12, 1417). This process of
empathizing with the patient's experience is also valuable
in building a stronger therapeutic alliance (11) and paving the
way for interpretive comments.
While validating patients' suffering, therapists
must also help them take appropriate responsibility for their actions.
Many patients with borderline personality disorder who have experienced
trauma in the past blame themselves. Effective therapy helps patients
realize that while they were not responsible for the neglect and
abuse they experienced in childhood, they are currently
responsible for controlling and preventing self-destructive patterns
in the present. Psychotherapy can become derailed if there is too
much focus on past trauma instead of attention to current functioning
and problems in relating to others. Most therapists believe that
interventions like interpretation, confrontation, and clarification
should focus more on here-and-now situations than on the distant
past (18). Interpretations of the here and now as it links to events
in the past is a particularly useful form of interpretation for
helping patients learn about the tendency toward repetition of maladaptive
behavior patterns throughout their lives. Moreover, therapists must
have a clear expectation of change as they help patients understand
the origins of their suffering.
Because patients with borderline personality disorder possess
a broad array of strengths and weaknesses, flexibility is a crucial
aspect of effective therapy. At times therapists may be able to offer
interpretations of unconscious patterns that help the patient develop
insight. At other times, support and empathy may be more therapeutic.
Supportive strategies should not be misconstrued as simply offering
a friendly relationship. Validation or affirmation of the patient's
experience, strengthening of adaptive defenses, and specific advice
are examples of useful supportive approaches. Interpretive or exploratory
comments often work synergistically with supportive interventions.
Much of the action of the therapy is focused in the therapeutic
relationship, and therapists must directly address unrealistic negative
and, at times, unrealistic positive perceptions that patients have
about the therapist to keep these perceptions from disrupting the
treatment.
Appropriate management of intense feelings in both patient
and therapist is a cornerstone of good psychotherapy (15). Consulting
with other therapists, enlisting the help of a supervisor, and engaging in
personal psychotherapy are useful methods of increasing one's
capacity to contain these powerful feelings.
Clinical experience suggests that effective therapy for patients
with borderline personality disorder also involves promoting reflection
rather than impulsive action. Therapists should encourage the patient
to engage in a process of self-observation to generate a greater
understanding of how behaviors originate from internal motivations
and affect states rather than coming from "out of the blue." Similarly,
psychotherapy involves helping patients think through the consequences
of their actions so that their judgment improves.
As previously noted, splitting is a major defense mechanism
of patients with borderline personality disorder. The self and others
are often regarded as "all good" or "all
bad." This phenomenon is closely related to what Beck and
Freeman (19) call "dichotomous thinking" and what
Linehan (17) refers to as "all or none thinking." Psychotherapy
must be geared to helping the patient begin to experience the shades
of gray between the extremes and integrate the positive and negative
aspects of the self and others. A major thrust of psychotherapy
is to help patients recognize that their perception of others, including
the therapist, is a representation rather
than how they really are.
Because of the potential for impulsive behavior, therapists
must be comfortable with setting limits on self-destructive behaviors.
Similarly, at times therapists may need to convey to patients the
limits of the therapist's own capacities. For example,
therapists may need to lay out what they see as the necessary conditions
to make therapy viable, with the understanding that the particular
therapy may not be able to continue if the patient cannot adhere
to minimal conditions that make psychotherapy possible.
Individual psychodynamic therapy without concomitant group
therapy or other partial hospital modalities has some empirical
support (20, 21). These studies, which used nonrandomized waiting list
control conditions and "pre-post" comparisons,
suggested that twice-weekly psychodynamic therapy for 1 year may
be helpful for many patients with borderline personality disorder.
In these studies, as in the randomized controlled trials, the therapists
met regularly for group consultation.
There is a large clinical literature describing psychoanalytic/psychodynamic
individual therapy for patients with borderline personality disorder
(12, 14, 15, 18, 2238). Most of these clinical reports document
the difficult transference and countertransference aspects of the
treatment, but they also provide considerable encouragement regarding
the ultimate treatability of borderline personality disorder. Therapists
who persevere describe substantial improvement in well-suited patients.
Some of these skilled clinicians have reported success with the
use of psychoanalysis four or five times weekly (22, 24, 34, 39).
These cases may have involved "higher level" patients
with borderline personality disorder who more likely fit into the
Kernberg category of borderline personality organization (a broader
theoretical rubric that describes a specific intrapsychic structural
organization [27]). Some exceptional patients
who do meet criteria for borderline personality disorder may be analyzable
in the hands of gifted and well-trained clinicians, but most psychotherapists
and psychoanalysts agree that psychoanalytic psychotherapy, at a
frequency of one to three times a week face-to-face with the patient,
is a more suitable treatment than psychoanalysis.
The limited literature on group therapy for patients with
borderline personality disorder indicates that group treatment is
not harmful and may be helpful, but it does not provide evidence
of any clear advantage over individual psychotherapy. In general,
group therapy is usually used in combination with individual therapy
and other types of treatment, reflecting clinical wisdom that the
combination is more effective than group therapy alone. Studies
of combined individual dynamic therapy plus group therapy suggest
that nonspecified components of combined interventions may have
the greatest therapeutic power (40). Clinical experience suggests
that a relatively homogeneous group of patients with borderline
personality disorder is generally recommended for group therapy,
although patients with dependent, schizoid, and narcissistic personality
disorders or chronic depression also mix well with patients with
borderline personality disorder (12). It is generally recommended
that patients with antisocial personality disorder, untreated substance
abuse, or psychosis not be included in groups designed for patients
with borderline personality disorder.
The published literature on couples therapy with patients
with borderline personality disorder consists only of reported clinical
experience and case reports. This clinical literature suggests that couples
therapy may be a useful and at times essential adjunctive treatment
modality, since inherent in the very nature of the illness is the
potential for chaotic interpersonal relationships. However, couples
therapy is not recommended as the only form of treatment for patients
with borderline personality disorder. Clinical experience suggests
that it is relatively contraindicated when either partner is unable
to listen to the other's criticisms or complaints without
becoming too enraged, terrified, or despairing (41).
There is only one published study of family therapy for patients
with borderline personality disorder (12), which found that a psychoeducational
approach could greatly enhance communication and diminish conflict
about independence. Published clinical reports differ in their recommendations about
the appropriateness of family therapy and family involvement in
the treatment. Whereas some clinicians recommend removing the patient's
treatment from the family setting and not attempting family therapy
(12), others recommend working with the patient and family together
(42).
Clinical experience suggests that family work is most apt
to be helpful and can be of critical importance when patients with
borderline personality disorder have significant involvement with,
or are financially dependent on, the family. Failure to enlist family
support is a common reason for treatment dropout. The decision about
whether to work with the family should depend on the degree of pathology
within the family and strengths and weaknesses of the family members.
Clinical experience suggests that a psychoeducational approach may
lay the groundwork for the small subset of families for whom subsequent
dynamic family therapy may be effective. Family therapy is not recommended
as the only form of treatment for patients with borderline personality
disorder.
2. Pharmacotherapy and other somatic treatments
A pharmacological approach to the treatment of borderline
personality disorder is based upon evidence that some personality
dimensions of patients appear to be mediated by dysregulation of
neurotransmitter physiology and are responsive to medication (43).
Pharmacotherapy is used to treat state symptoms during periods of
acute decompensation as well as trait vulnerabilities. Although
medications are widely used to treat patients who have borderline
personality disorder, the Food and Drug Administration has not approved
any medications specifically for the treatment of this disorder.
Pharmacotherapy may be guided by a set of basic assumptions
that provide the theoretical rationale and empirical basis for choosing
specific treatments. First, borderline personality disorder is a
chronic disorder. Pharmacotherapy has demonstrated significant efficacy
in many studies in diminishing symptom severity and optimizing functioning.
However, cure is not a realistic goalmedications do not
cure character. Second, borderline personality disorder is characterized
by a number of dimensions; treatment is symptom-specific, directed
at particular behavioral dimensions, rather than the disorder as
a whole. Third, affective dysregulation and impulsive aggression
are dimensions that require particular attention because they are
risk factors for suicidal behavior, self-injury, and assaultiveness
and are thus given high priority in selecting pharmacological agents.
Fourth, pharmacotherapy targets the neurotransmitter basis of behavioral
dimensions, affecting both acute symptomatic expression (e.g., anger
treated with dopamine-blocking agents) and chronic vulnerability (e.g.,
temperamental impulsivity treated with serotonergic agents). Last,
symptoms common to both axis I and II disorders may respond similarly
to the same medication.
Symptoms exhibited within three behavioral dimensions seen
in patients with borderline personality disorder are targeted for
pharmacotherapy: affective dysregulation, impulsive-behavioral dyscontrol,
and cognitive-perceptual difficulties.
a) Treatment of affective dysregulation symptoms
Affective dysregulation in patients with borderline personality
disorder is manifested by symptoms such as mood lability, rejection
sensitivity, inappropriate intense anger, depressive "mood crashes," and
temper outbursts. As seen in Table 2, patients displaying these
features should be treated initially with one of the SSRIs, since
this recommendation has strong empirical support (4449). SSRIs
have a broad spectrum of therapeutic effects, are relatively safe
in overdose (compared with the tricyclic antidepressants or MAOIs),
and have a favorable side effect profile, which supports treatment
adherence. For example, fluoxetine has been found to improve depressed
mood, mood lability, rejection sensitivity, impulsive behavior,
self-mutilation, hostility, and even psychotic features. Research
trials of SSRIs for treatment of borderline personality disorder
have ranged in duration from 6 to 14 weeks for acute treatment studies,
with continuation studies lasting up to 12 months. Some patients
have retained improvement with maintenance treatment of 13
years. Studies have been reported with fluoxetine (in doses of 2080
mg/day), sertraline (in doses of 100200 mg/day),
and the mixed norepinephrine/serotonin reuptake blocker
venlafaxine (in doses of up to 400 mg/day) (45). A reasonable
trial of an SSRI for treatment of patients with borderline personality disorder
is at least 12 weeks.
Empirical trials of tricyclic antidepressants have produced
inconsistent results (50, 51). Patients with comorbid major depression
and borderline personality disorder have shown improvement following
treatment with tricyclic antidepressants. However, in one placebo-controlled
study, amitriptyline had a paradoxical effect in patients with borderline
personality disorder, increasing suicidal ideation, paranoid thinking,
and assaultiveness (50).
Since affective dysregulation is a dimension of temperament
in patients with borderline personality disorder and not an acute
illness, the duration of continuation and maintenance phases of
pharmacotherapy cannot presently be defined. Significant improvement
in the quality of the patient's coping skills and interpersonal
relationships may be required before medication can be discontinued. Clinical
experience suggests caution in discontinuing a successful antidepressant
trial, especially if prior medication trials have failed. In the
event of a suboptimal response to an SSRI, consideration should
be given to switching to a second SSRI or related antidepressant.
In one study of patients with borderline personality disorder (45),
one-half of the patients who failed to respond to fluoxetine subsequently
responded to sertraline.
When affective dysregulation appears as anxiety, an SSRI may
be insufficient. At this point, the use of a benzodiazepine should
be considered, although there is little systematic research on the
use of these medications in patients with borderline personality
disorder. Use of benzodiazepines may be problematic, given the risk
of abuse, tolerance, and even behavioral toxicity. Despite clinical
use of benzodiazepines (52), the short-acting benzodiazepine
alprazolam was associated in one study with serious behavioral dyscontrol
(53). Case reports demonstrate some utility for the long half-life benzodiazepine
clonazepam (54). Clinical experience suggests that this medication,
if used over the longer term, is best used adjunctively with an
SSRI.
In theory, buspirone may treat anxiety or impulsive aggression
without the risk of abuse or tolerance. However, the absence of
an immediate effect generally makes this drug less acceptable to patients
with borderline personality disorder. Currently, there are no published
data on the use of buspirone for the treatment of affective dysregulation
symptoms in patients with borderline personality disorder.
When affective dysregulation appears as disinhibited anger
that coexists with other affective symptoms, SSRIs are the treatment
of first choice. Fluoxetine has been shown to be effective for anger
in patients with borderline personality disorder independent of
its effects on depressed mood (44). Effects of fluoxetine on anger
and impulsivity may appear within days, much earlier than antidepressant
effects. Clinical experience suggests that in patients with severe
behavioral dyscontrol, low-dose neuroleptics can be added to the
regimen for a rapid response; they may also improve affective symptoms
(50). Augmentation with neuroleptics should be considered before
trying an MAOI, which requires more patient cooperation and adherence.
The efficacy of MAOIs for affective dysregulation symptoms
in patients with borderline personality disorder has strong empirical
support (55, 56). However, they are not a first-line treatment because
of concerns about adherence to required dietary restrictions and
because of their more problematic side effects. The effectiveness
of MAOIs is supported by randomized controlled studies in patients
with a primary diagnosis of borderline personality disorder as well
as syndromes (e.g., atypical depression) in which the diagnosis
of borderline personality disorder is considered secondary (57).
MAOI antidepressants have demonstrated efficacy for impulsivity,
mood reactivity, rejection sensitivity, anger, and hostility. They
may also be effective for atypical depression and "hysteroid dysphoria." If
a psychiatrist wishes to use an MAOI as a second-line treatment
for symptoms of affective dysregulation, care should be taken to
allow an adequate washout period after discontinuing SSRIs, particularly
those with a long half-life.
Mood stabilizers are another second-line (or adjunctive) treatment
for affective dysregulation symptoms in patients with borderline
personality disorder. Lithium carbonate, carbamazepine, and valproate
have been used for treatment of mood instability in patients with
an axis II disorder, but there is a surprising paucity of empirical
support for their use in borderline personality disorder, although
studies are currently under way. Lithium carbonate has the most
research support in randomized controlled trials studying patients
with personality disorders (although not specifically borderline
personality disorder). However, these studies focused primarily
on impulsivity and aggression rather than mood regulation (5860).
Nonetheless, lithium may be helpful for mood lability as a primary
presentation in patients with a personality disorder (61). Lithium
has the disadvantage of a narrow margin of safety in overdose and
the risk of hypothyroidism with long-term use.
Carbamazepine has demonstrated efficacy for impulsivity, anger,
suicidality, and anxiety in patients with borderline personality
disorder and hysteroid dysphoria (62). However, a small, controlled
study of patients with borderline personality disorder with no axis
I affective disorder found no significant benefit for carbamazepine
(63). Carbamazepine has been reported to precipitate melancholic
depression in patients with borderline personality disorder who
have a history of this disorder (64), and it has the potential to
cause bone marrow suppression.
Valproate demonstrated modest efficacy for depressed mood
in patients with borderline personality disorder in one small, randomized,
controlled trial (65). Open-label case reports suggest that this
medication may also decrease agitation, aggression, anxiety, impulsivity,
rejection sensitivity, anger, and irritability in patients with
borderline personality disorder (66). Although the use of carbamazepine
and valproate is widespread, psychiatrists should be aware of the
lack of solid research support for their use in patients with borderline
personality disorder.
Although there is a paucity of data on the efficacy of ECT
for patients with borderline personality disorder, much of the available
data suggest that depressed patients with a personality disorder generally
have a poorer outcome with ECT than depressed patients without a
personality disorder. Clinical experience suggests that while ECT
may sometimes be indicated for patients with borderline personality
disorder and severe axis I depression that has been resistant to
pharmacotherapy, affective features of the borderline diagnosis
are unlikely to respond to ECT.
b) Treatment of impulsive-behavioral dyscontrol symptoms
As seen in Table 3, SSRIs are the treatment of choice for
impulsive, disinhibited behavior in patients with borderline personality
disorder. Randomized controlled trials and open-label studies with
fluoxetine and sertraline have shown that their effect on impulsive
behavior is independent of their effect on depression and anxiety
(67). The effect of SSRIs on impulsivity may appear earlier than
the effect on depression, with onset of action within days in some
reports. Similarly, discontinuation of an SSRI following successful
treatment may result in the reemergence of impulsive aggression
within days. Clinical experience suggests that the duration of treatment
following improvement of impulsive aggression should be determined
by the clinical state of the patient, including his or her risk
of exposure to life stressors and progress in learning coping skills.
When the target for treatment is a trait vulnerability, a predetermined
limit on treatment duration cannot be set.
When behavioral dyscontrol poses a serious threat to the patient's
safety, it may be necessary to add a low-dose neuroleptic to the
SSRI. Although this combination has not been studied, randomized
controlled trials of neuroleptics alone have demonstrated their
efficacy for impulsivity in patients with borderline personality
disorder. The effect is rapid in onset, often within hours with
oral use (and more rapidly when given intramuscularly), providing
immediate control of escalating impulsive-aggressive behavior.
If an SSRI is ineffective, a trial of another SSRI or related
antidepressant may be considered, although there are no published
studies of this approach with impulsivity as a target symptom.
Clinical experience suggests that partial efficacy of an SSRI
may be enhanced by adding lithium carbonate, although this combination
has not been studied in patients with borderline personality disorder.
Nonetheless, studies in impulsive adults and adolescents with criminal
behavior (who were not selected for having borderline personality
disorder) demonstrate that lithium alone is effective for impulsive-aggressive
symptoms (5860). If an SSRI is ineffective, switching
to an MAOI antidepressant may be considered, although it
is critical to have an adequate washout period. In a placebo-controlled
crossover study of women with borderline personality disorder and
hysteroid dysphoria, tranylcypromine was effective for the treatment
of impulsive behavior (55). In another randomized controlled trial,
phenelzine was effective for the treatment of anger and irritability
(56, 68). On the basis of these findings, MAOIs are recommended
for treatment of impulsivity, anger, and irritability in patients
with borderline personality disorder. Combining MAOIs with valproate would
also appear to be rational for selected patients, although there
are no studies of these combinations.
Although the use of MAOIs in patients with borderline personality
disorder is supported by randomized controlled trials, because of
safety considerations many clinicians prefer to use mood stabilizers
for treatment of impulsive behavior. The use of carbamazepine or
valproate for impulse control in patients with borderline personality
disorder appears to be widespread in clinical practice, although
empirical evidence for their efficacy for impulsive aggression is
limited and inconclusive. Carbamazepine has been shown to decrease
behavioral impulsivity in patients with borderline personality disorder
and hysteroid dysphoria. However, in a small controlled study that
excluded patients with an affective disorder (63), carbamazepine
proved no better than placebo for impulsivity in borderline personality
disorder. Support for the use of valproate for impulsivity in borderline personality
disorder is derived only from case reports, one small randomized
control study, and one open-label trial in which impulsivity significantly
improved (65, 66, 69, 70). Preliminary evidence suggests that the
atypical neuroleptics may have some efficacy for impulsivity in
patients with borderline personality disorder, especially severe
self-mutilation and other impulsive behaviors arising from psychotic
thinking. One open-label trial (71) and one case report (72) support
the use of clozapine for this indication. The difficulties and risks
involved in using clozapine (e.g., neutropenia) generally warrant
its use only after other treatments have failed. The newer atypical
neuroleptics have fewer risks, but there are few published data
on their efficacy. Further investigation is warranted for their
use as a treatment for refractory impulsive aggression in patients
with borderline personality disorder.
Opioid antagonists (e.g., naltrexone) are sometimes used in
an attempt to decrease self-injurious behavior in patients with
borderline personality disorder. However, empirical support for
this approach is very preliminary, since their efficacy has been
demonstrated only in case reports and small case series.
c) Treatment of cognitive-perceptual symptoms
As seen in Table 4, low-dose neuroleptics are the treatment
of choice for these symptoms. This recommendation is strongly supported
by randomized, double-blind controlled studies and open-label trials
involving a variety of neuroleptics in both inpatient and outpatient
settings and in adult and adolescent populations (50, 51, 55, 7378).
Low-dose neuroleptics appear to have a broad spectrum of efficacy
in acute use, improving not only psychotic-like symptoms but also
depressed mood, impulsivity, and anger/hostility. Treatment effects
appear within days to several weeks. Patients with cognitive symptoms
as a primary complaint respond best to the use of low-dose neuroleptics.
Patients with borderline personality disorder with prominent affective
dysregulation and labile, depressive moods, in whom cognitive-perceptual distortions
are secondary mood-congruent features, may do less well with neuroleptics
alone. In this case, treatments more effective for affective dysregulation
should be considered. Duration of treatment may be guided by the
length of treatment trials in the literature, which are generally
up to 12 weeks. Prolonged use of neuroleptic medication alone in
patients with borderline personality disorder (i.e., up to 22 weeks
in one study) has been associated with progressive nonadherence
and dropout from treatment (68, 79). There is currently a paucity
of research on the use of neuroleptic medication as long-term maintenance
therapy for patients with borderline personality disorder, although
many clinicians regularly use low-dose neuroleptics to help patients
manage their vulnerability to disruptive anger. One longer-term
study (80) found that a depot neuroleptic was effective for recurrent
parasuicidal behaviors in patients with borderline personality disorder.
The risk of tardive dyskinesia must be weighed carefully
against perceived prophylactic benefit if maintenance strategies are
considered (although this risk may be lessened by the use of atypical
neuroleptics).
If response to treatment with low-dose neuroleptics is suboptimal
after 4 to 6 weeks, the dose should be increased into a range suitable
for treating axis I disorders and continued for a second trial period
of 46 weeks. A suboptimal response at this point should
prompt rereview of the etiology of the cognitive-perceptual symptoms.
If the symptom presentation is truly part of a nonaffective presentation,
atypical neuroleptics may be considered. Although there are no published
randomized controlled trials of atypical neuroleptics in patients
with borderline personality disorder, open-label trials and case
studies support the use of clozapine for patients with severe, refractory
psychotic symptoms "of an atypical nature" or
for severe self-mutilation (71, 72, 81). However, clozapine is best
used in patients with refractory borderline personality disorder,
given the risk of agranulocytosis. Studies are currently under way
with olanzapine and risperidone (82, 83). The generally favorable
side effect profiles of risperidone and olanzapine, compared with
those of traditional neuroleptics, indicate that these medications
warrant careful empirical trials. As yet, there are no published
data on the efficacy of quetiapine for borderline personality disorder.
Neuroleptics are often effective for anger and hostility regardless
of whether these symptoms occur in the context of cognitive-perceptual
symptoms or other types of symptoms. It is important to note that
both MAOI and SSRI antidepressants have also been shown in randomized
controlled trials to be effective for irritability and anger in
some patients with borderline personality disorder with cognitive-perceptual
symptoms.