A. Clinical Features
Table 7 presents DSM-IV-TR diagnostic criteria for schizophrenia,
which is a major psychotic disorder. Its essential features consist
of characteristic signs and symptoms that have been present for
a significant length of time during a 1-month period (or for a shorter
time if successfully treated), with some signs of the disorder persisting
for at least 6 months. No single symptom is pathognomonic of schizophrenia.
Rather, the symptoms may involve multiple psychological realms,
such as perception (hallucinations), ideation, reality testing (delusions),
thought processes (loose associations), feeling (flatness, inappropriate
affect), behavior (catatonia, disorganization), attention, concentration,
motivation (avolition, impaired intention and planning), and judgment.
These psychological and behavioral characteristics are associated
with a variety of impairments in occupational or social functioning.
Although there can be marked deterioration with impairments in multiple
domains of functioning (e.g., learning, self-care, working, interpersonal
relationships, and living skills), the disorder is noted for great
heterogeneity across persons and variability within persons over
time. It is also associated with a recurrent and progressive course (280, 643). Persons with schizophrenia also suffer disproportionately
from an increased incidence of general medical illness (644) and
increased mortality (34, 645653), especially from suicide,
which occurs in up to 10% of patients (643, 654657).
The characteristic symptoms of schizophrenia have often been
conceptualized as falling into two broad categoriespositive
and negative symptoms. A third category of disorganized symptoms
has recently been added because statistical analyses show it to
be a dimension independent of the positive symptom category, under
which it was previously included. The positive symptoms include
delusions and hallucinations. Disorganized symptoms include
disorganized speech (658) (thought disorder), disorganized behavior,
and poor attention. Negative symptoms include restricted
range and intensity of emotional expression (affective flattening),
reduced thought and speech productivity (alogia), anhedonia, and
decreased initiation of goal-directed behavior (avolition) (659). Negative
symptoms may be primary and represent a core feature of
schizophrenia, or they may be secondary to psychotic symptoms, a
depressive syndrome, medication side effects (e.g., dysphoria),
or environmental deprivation.
According to DSM-IV-TR, subtypes of schizophrenia are defined
by the predominant symptoms at the time of the most recent evaluation
and therefore may change over time. These subtypes include paranoid
type, in which preoccupation with delusions or auditory
hallucinations is prominent; disorganized type, in which
disorganized speech and behavior and flat or inappropriate affect
are prominent; catatonic type, in which characteristic motor symptoms
are prominent; undifferentiated type, which is a nonspecific category
used when none of the other subtype features are predominant; and
residual type, in which there is an absence of prominent positive
symptoms but continuing evidence of disturbance (e.g., negative
symptoms or positive symptoms in an attenuated form) (660). Although
the prognostic and treatment implications of these subtypes vary,
the disorganized type tends to be the most severe and the paranoid
type to be the least severe (661).
Other mental disorders and general medical conditions may
be comorbid with schizophrenia. Along with general medical conditions,
the most common comorbid disorder appears to be substance use disorder.
Commonly abused substances include alcohol (327); stimulants such
as cocaine and amphetamines (662664); nicotine, cannabis,
phencyclidine (PCP); and LSD (665667). Such comorbidities
can worsen the illness course and complicate treatment (331, 668670).
Individuals with schizophrenia may also experience symptoms of other
mental disorders, especially depression but also obsessive and compulsive
symptoms, somatic concerns, dissociative symptoms, and other mood
or anxiety symptoms. Whether symptoms alone are present or whether
criteria for comorbid diagnoses are met, these features can significantly
worsen prognosis (671) and often require specific attention and
treatment planning. General medical conditions are often present,
and persons with schizophrenia may be at special risk for those
associated with poor self-care or institutionalization (e.g., tuberculosis,
hepatitis), substance use (e.g., emphysema and other cigarette-related
pathology, HIV-related disease), and antipsychotic-induced movement
disorders. Some persons with schizophrenia develop psychosis-induced
polydipsia, which can lead to water intoxication and hyponatremia.
B. Natural History and Course
Schizophrenia can be viewed as a disorder that develops in
phases: premorbid, prodromal, and psychotic (252, 257, 259, 260,
672). The premorbid phase encompasses a period of normative function,
although the person may experience events that contribute to the
development of the subsequent illness, including complications in
pregnancy and delivery during the prenatal and perinatal periods
and trauma and family stress during childhood and adolescence (673).
The prodromal phase involves a change from premorbid
functioning and extends up to the time of the onset of frank psychotic
symptoms. It may last only weeks or months, but the average length of
the prodromal phase is between 2 and 5 years (252, 260, 674). During
the prodromal phase the person experiences substantial functional
impairment and nonspecific symptoms such as sleep disturbance, anxiety,
irritability, depressed mood, poor concentration, fatigue, and behavioral
deficits such as deterioration in role functioning and social withdrawal (675, 676). Positive symptoms such as perceptual abnormalities, ideas
of reference, and suspiciousness develop late in the prodromal phase
and herald the imminent onset of psychosis (677).
The first psychotic episode may be abrupt or insidious in
its onset. In most Western countries, 12 years elapse
on average between the onset of the first psychotic symptoms and
the first adequate treatment, defined as the duration of untreated
psychosis (252, 259261, 678). This time period has been
found to be significantly longer in men than in women (261).
The psychotic phase progresses through an acute phase, a recovery
or stabilization phase, and a stable phase. The acute phase refers
to the presence of florid psychotic features such as delusions, hallucinations,
formal thought disorder, and disorganized thinking. Negative symptoms
often become more severe, and patients are usually not able to care
for themselves appropriately. The stabilization (recovery) phase
refers to a period of 618 months after acute treatment.
During the stable phase, negative and residual positive symptoms
that may be present are relatively consistent in magnitude and usually
less severe than in the acute phase. Some patients may be asymptomatic
whereas others experience nonpsychotic symptoms such as tension,
anxiety, depression, or insomnia.
The period after recovery from a first episode of schizophrenia
and extending for up to the subsequent 5 years is known as the early
course. If patients experience further deterioration in symptoms
and/or function, it is most likely to occur during this
time, because by 510 years after onset most patients experience
a plateau in their level of illness and function (257, 643). This
phase has also been termed "the critical period" (679) because
most follow-up studies have shown that up to 80% of patients
will have relapsed within this 5-year period (46). Before relapse
occurs, there is usually a prodromal period in which nonpsychotic
symptoms, followed by emotional disturbance and then frank psychotic
symptoms develop over a period of about 4 weeks (680682).
The long-term outcome of schizophrenia varies along a continuum
between reasonable recovery and total incapacity. About 10%15% of
persons with the disorder are free of further episodes (683), but
the majority display exacerbations and remissions in the context
of experiencing clinical deterioration, and about 10%15% remain
chronically severely psychotic (643, 684).
Several demographic and clinical variables have value in predicting
long-term outcome. For example, better outcomes are associated,
on average, with female gender, family history of affective disorder,
lack of family history of schizophrenia, good premorbid social and
academic functioning, higher IQ, married marital status, later age
of onset (685), acute onset with precipitating stress, fewer prior
episodes (both number and length), a phasic pattern of episodes
and remissions, advancing age, minimal comorbidity, paranoid subtype,
and symptoms that are predominantly positive (delusions, hallucinations)
and not disorganized (thought disorder, disorganized behavior)
or negative (flat affect, alogia, avolition) (282, 303, 304, 502,
523, 660, 661, 683, 686692). It appears that the course
is influenced by cultural factors and societal complexity, with
better outcomes in developing countries (689).
The excessive mortality of patients with schizophrenia has
been reported to be two to four times that of the general population (34,
551, 656, 693696). About 4%10% of
persons with schizophrenia die by suicide, and the rates are highest
among males in the early course of the disorder and in industrialized
countries (387, 390, 697). Severe psychotic symptoms, depression,
comorbid substance use disorder, and adverse life events increase
the risk of suicide in persons with schizophrenia (395, 698). Other
major causes of death also include unnatural causes, such as accidents
and traumatic injuries, and medical conditions, such as cardiovascular
disorders and respiratory and infectious diseases (387).
C. Epidemiology
The lifetime morbidity risk for schizophrenia (i.e., the proportion
of a population meeting the criteria for schizophrenia at any time
during life provided they live through the entire age range of risk)
is estimated to be 1.0% (699, 700) and appears to be the
same for men and women up to age 60 years (701, 702).
The incidence of schizophrenia appears to be stable across
countries and cultures and over time (701), although there is some
controversy on this point, with some studies showing significant variability (703).
In the World Health Organization (WHO) Determinants of Outcome Study,
the median annual incidence of schizophrenia across eight participating
WHO sites was 0.22 per 1,000 population (704). Earlier reports of
declining incidence of schizophrenia over time have not been confirmed (699, 700, 702).
The Epidemiologic Catchment Area study in the United States
reported a lifetime prevalence rate of schizophrenia of 1.5% (705).
Studies of representative community samples assessed by structured
diagnostic interviews in the United States yield estimates of the
lifetime prevalence for schizophrenia of 0.7% (706).
Among persons age 65 years and older, the prevalence is probably
1% (528, 707, 708). There are, however, controversies about
whether early-onset and late-onset schizophrenia are different or
similar disorders.
About 20%40% of patients experience
their first psychotic symptoms before age 20 years (709). For men,
the peak incidence of onset of schizophrenia has been determined
to be between ages 15 and 25 years; for women, between ages 25 and
35 years (710). The WHO's Determinants of Outcome Study
found a mean gender difference in age at onset of 3.4 years (711).
Some studies (711713), but not all (714), have demonstrated
this earlier mean age of onset in men across cultures. However,
this finding may not be evident in familial schizophrenia (715, 716). Women display a second peak of onset after age 4045
years, just before menopause (674, 717719).
Men experience more negative symptoms and women more affective
symptoms (309), although acute psychotic symptoms, either in type
or severity, do not differ between the two genders (508, 720). The
prevalence of negative (deficit) states in first-episode schizophrenia
has been estimated to be between 4% and 10% (298) and
increases with the length of the schizophrenic illness (302306,
661).
More than 80% of patients with schizophrenia have
parents who do not have the disorder (721). However, the risk of
having schizophrenia is greater in persons whose parents have the
disorder; the lifetime risk is 13% for a child with one
parent with schizophrenia and 35%40% for
a child with two affected parents (722). The risk increases with
the number of affected relatives. Twin studies have found a concordance rate
among monozygotic twins of about 50%, compared to 9% for
dizygotic twins and siblings (721, 723).
Many studies (724729), but not all (730732),
have reported an association between obstetric complications that
involved fetal hypoxic brain damage and a subsequent increase in
risk for schizophrenia. Such complications include viral infection
during pregnancy (733738); first-trimester maternal starvation (739);
rhesus incompatibility (740, 741); and maternal preeclampsia (741743),
anemia (741, 743), and diabetes (743). Patients with an early onset
of schizophrenia were more likely to have a history of birth complications
than those with later onsets (744, 745). Persons born in the winter
months are also at a higher risk (746748).
Substance use has been associated with precipitation of symptoms
of schizophrenia (334340, 667, 749, 750). The mean age
at onset of schizophrenia as well as the age at first admission
was lower in patients who had a history of substance use and higher
in patients without such a history (341, 751).
Recent studies examining immigration and schizophrenia have
shown an increase of the disorder in second-generation African Caribbean
immigrants in the United Kingdom (752754). Other risk
factors have been associated with an increased risk for schizophrenia (691, 702). They include single marital status, a lower socioeconomic
class (525), being raised in an urban environment (755, 756), environmental
stress (525), and advanced paternal age (757, 758).
Schizophrenia is by far the most costly mental illness (759) and
has been estimated to account for 2.5% of annual health
care expenditures in the United States (760). The cost of schizophrenia
for American society was estimated to be $32.5 billion
in 1990; by 1995, the cost was estimated to have escalated to $65
billion (761). Indirect costs to the patients, their families, other
caregivers, and society must also be considered (762). In a British
study, the annual indirect costs incurred through productivity loss
by patients were estimated to be at least four times the direct
costs (763).